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24-102 - Clearing Agency Requirements

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Results 1 - 14 of 14

Unofficial consolidations including forms

Policy #

Document name

Document type

Date

24-102

Unofficial Consolidation: Companion Policy 24-102CP Clearing Agency Requirements

Unofficial Consolidation Companion Policy

June 19, 2020

24-102

Unofficial Consolidation: Form 24-102F1 Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process

Unofficial Consolidation Forms

June 19, 2020

24-102

Unofficial Consolidation: Form 24-102F2 Cessation of Operations Report for Clearing Agency

Unofficial Consolidation Forms

June 19, 2020

24-102

Unofficial Consolidation: National Instrument 24-102 Clearing Agency Requirements

Unofficial Consolidation National Instrument

June 19, 2020

Instruments, rules and policies

24-102

Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102CP Clearing Agency Requirements

Amendments to National Instrument

June 18, 2020

24-102

Notice of Ministerial Approval of Amendments to National Instrument 24-102 Clearing Agency Requirements

Amendments to National Instrument

June 18, 2020

24-102

CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements

Notice of Commission Approval National Instrument

March 19, 2020

24-102

Proposed Amendments to National Instrument 24-102 Clearing Agency Requirements and Proposed Changes to Companion Policy 24-102 Clearing Agency Requirements Comments Received

Request for Comment National Instrument

October 18, 2018

24-102

Notice of Changes to Companion Policy 24-102 Clearing Agency Requirements

Notice of Commission Approval National Instrument

June 3, 2016

24-102

NI 24-102 Clearing Agency Requirements, Forms and Companion Policy

National Instrument

February 18, 2016

24-102

Notice of Ministerial Approval of NI 24-102 Clearing Agency Requirements

Notice of Ministerial Approval National Instrument

February 18, 2016

24-102

CSA Notice of Approval of National Instrument 24-102 and Companion Policy 24-102CP and Notice and Request for Comments Proposed Amendments to Companion Policy 24-102CP

Notice of Commission Approval National Instrument

December 3, 2015

24-102

Proposed amendments to final adopted Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements

Request for Comment National Instrument

December 3, 2015

24-102

Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Comments Received

Request for Comment National Instrument

November 27, 2014

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Results 1 - 14 of 14

Unofficial consolidations including forms

Policy #

Document name

Document type

Date

24-102

Unofficial Consolidation: National Instrument 24-102 Clearing Agency Requirements

Unofficial Consolidation National Instrument

June 19, 2020

24-102

Unofficial Consolidation: Companion Policy 24-102CP Clearing Agency Requirements

Unofficial Consolidation Companion Policy

June 19, 2020

24-102

Unofficial Consolidation: Form 24-102F1 Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process

Unofficial Consolidation Forms

June 19, 2020

24-102

Unofficial Consolidation: Form 24-102F2 Cessation of Operations Report for Clearing Agency

Unofficial Consolidation Forms

June 19, 2020

Instruments, rules and policies

24-102

Notice of Ministerial Approval of Amendments to National Instrument 24-102 Clearing Agency Requirements

Amendments to National Instrument

June 18, 2020

24-102

Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102CP Clearing Agency Requirements

Amendments to National Instrument

June 18, 2020

24-102

CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements

Notice of Commission Approval National Instrument

March 19, 2020

24-102

Proposed Amendments to National Instrument 24-102 Clearing Agency Requirements and Proposed Changes to Companion Policy 24-102 Clearing Agency Requirements Comments Received

Request for Comment National Instrument

October 18, 2018

24-102

Notice of Changes to Companion Policy 24-102 Clearing Agency Requirements

Notice of Commission Approval National Instrument

June 3, 2016

24-102

Notice of Ministerial Approval of NI 24-102 Clearing Agency Requirements

Notice of Ministerial Approval National Instrument

February 18, 2016

24-102

NI 24-102 Clearing Agency Requirements, Forms and Companion Policy

National Instrument

February 18, 2016

24-102

CSA Notice of Approval of National Instrument 24-102 and Companion Policy 24-102CP and Notice and Request for Comments Proposed Amendments to Companion Policy 24-102CP

Notice of Commission Approval National Instrument

December 3, 2015

24-102

Proposed amendments to final adopted Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements

Request for Comment National Instrument

December 3, 2015

24-102

Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP Comments Received

Request for Comment National Instrument

November 27, 2014

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