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Comment Letters for CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework
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Securities law
Instruments, rules and policies
2 - Certain Capital Market Participants
25-402
CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework
Comment Letters for CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework
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Comments Received (comment period due October 23, 2020 )
Date
Comment Letters
October 29, 2020
Title
Dan Good (D.W. Investment Co.. Ltd.)
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October 28, 2020
Title
Canadian Advocacy Council
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October 23, 2020
Title
Ursula Holmsten (ATB)
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October 23, 2020
Title
F Vani (Association Professionnelle des Conseillers en Services Financiers)
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October 23, 2020
Title
Poonam Puri and Brigitte Catellier (Osgoode Investor Protection Clinic)
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October 23, 2020
Title
Russell Walrath (IIAC)
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October 23, 2020
Title
Royal Roads University
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October 23, 2020
Title
Alternative Investment Management Association
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October 23, 2020
Title
Robert Frances (PEAK Financial)
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October 23, 2020
Title
Matthew Latimer (Federation of Mutual Fund Dealers)
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October 23, 2020
Title
Peter Whitehouse
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October 23, 2020
Title
Christopher J. Enright (National Advisory Committee)
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October 23, 2020
Title
Project SRO Working Group (Investor Protection Clinic, The University of Toronto, Faculty of Law)
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October 23, 2020
Title
B Brun (Desjardins)
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October 23, 2020
Title
Walmsley Gunawan (PMAC)
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October 23, 2020
Title
Rick Annaert (Manulife)
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October 23, 2020
Title
Real Charest
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October 23, 2020
Title
J Dale (Leede Jones Gable)
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October 23, 2020
Title
Pat Dunwoody (Canadian ETF Association)
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October 23, 2020
Title
FP Canada
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October 23, 2020
Title
MFDA
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October 23, 2020
Title
iA Wealth
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October 23, 2020
Title
Universite Laval
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October 23, 2020
Title
Morfesis-Cowan-Rizi (Worldsource Wealth Mgt)
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October 23, 2020
Title
Paige Wadden (Fidelity Clearing Canada)
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October 23, 2020
Title
IFB
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October 23, 2020
Title
L Salom and K Peacock (TD)
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October 23, 2020
Title
J Adams (PFSL)
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October 23, 2020
Title
Etherington (CI Assante)
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October 23, 2020
Title
Deanna Dobrowsky (TMX)
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October 23, 2020
Title
Michel Madore (ISF)
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October 23, 2020
Title
Alan Blanes
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October 23, 2020
Title
Paul Bourque (IFIC)
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October 23, 2020
Title
Aviso Wealth
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October 23, 2020
Title
PCMA
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October 23, 2020
Title
M Wilkinson and D Archer (Citadel)
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October 23, 2020
Title
G Pollock and A Toews (Advocis)
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October 23, 2020
Title
JP Bureaud and D Walker (FAIR)
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October 23, 2020
Title
John Waldron (Learnedly)
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October 22, 2020
Title
Paradigm Capital Inc.
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October 22, 2020
Title
Mark S. Kent (Portfolio Strategies Corporation)
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October 22, 2020
Title
Julie Gallagher (le Conseil de section du Québec de l’Organisme canadien de réglementation du commerce des valeurs mobilières)
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October 22, 2020
Title
Francois Bruneau (Groupe Cloutier Investissements)
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October 22, 2020
Title
Michel Fugere
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October 22, 2020
Title
Groupe Financier Multi Courtage
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October 22, 2020
Title
Rejean Ayotte
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October 22, 2020
Title
S Bergeron
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October 22, 2020
Title
Viet Buu (BCTI Capital Group Inc.)
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October 22, 2020
Title
GF Securities (Canada) Company Limited
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October 22, 2020
Title
Serge Paquette
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October 22, 2020
Title
Steve Hawkins (Horizons ETFs Management (Canada) Inc.)
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October 22, 2020
Title
Suzanne Spencer
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October 22, 2020
Title
Karen Woodman (Sun Life Financial Investment Services (Canada)
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October 22, 2020
Title
Angiletta
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October 22, 2020
Title
Daniel Bissonnette (Bissonnette Groupe Planifax Inc.)
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October 22, 2020
Title
IIROC
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October 21, 2020
Title
Vanessa Gardiner (Ontario District Council)
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October 21, 2020
Title
Brian J. Evans (Registered Deposit Brokers Association)
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October 21, 2020
Title
Charles Spiring (Wellington-Altus Private Wealth Inc.)
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October 21, 2020
Title
Neil Gross (Investor Advisory Panel)
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October 20, 2020
Title
Kenmar Associates
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October 20, 2020
Title
Canadian Investor Protection Fund
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October 20, 2020
Title
M Gauthier (Merici services financiers)
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October 19, 2020
Title
Bev Kennedy
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October 19, 2020
Title
Nick Savona (Independent Trading Group)
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September 28, 2020
Title
Peter Whitehouse
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July 30, 2020
Title
Philip Maguire
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June 30, 2020
Title
Jean-François G. Labbé
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Comments Received (comment period due October 23, 2020 )