CSA Notice of Amendments to NI 31-103 and 31-103CP - Reforms to Enhance The Client-Registrant Relationship (Client Focused Reforms)

CSA Notice of Amendments to NI 31-103 and 31-103CP - Reforms to Enhance The Client-Registrant Relationship (Client Focused Reforms)

Amendments to National Instrument

 

 

 


 

 

 

 

CSA Notice of Amendments to National

Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

and to

Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)