Comment Letters for CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to CP 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance

Comments Received (comment period due July 20, 2020 )

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Comment Letters
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Jason Brooks, Rebecca Cowdery, Lynn McGrade, Laura Paglia, and Michael Taylor (Borden Ladner Gervais LLP) Document opens in new tab
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Paul C. Bourque (The Investment Funds Institute of Canada) Document opens in new tab
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Andrew Fitzpatrick (Quadrus Investment Services Limited) Document opens in new tab
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Melissa Lennox and Bill VanGorder (CARP) Document opens in new tab
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Douglas Walker (Canadian Foundation for Advancement of Investor Rights) Document opens in new tab
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Harold Geller (MBC Law Professional Corporation) Document opens in new tab
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Jim Dale (Leede Jones Gable Inc.) Document opens in new tab
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Raymonde Crête and Christine Morin (Antoine-Turmel Research Chair on Legal Protection of Seniors, Université Laval) Document opens in new tab
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Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada) Document opens in new tab
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Mark Kent (Portfolio Strategies Corporation) Document opens in new tab
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Matthew T. Latimer (Federation of Mutual Fund Dealers) Document opens in new tab
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Jeffrey R. Carney (IG Wealth Management) Document opens in new tab
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Bernard Brun (Desjardins) Document opens in new tab
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Stéphane Rousseau (l’Université de Montr) Document opens in new tab
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The Canadian Advocacy Council of CFA Societies Canada Document opens in new tab
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Rick Annaert (Manulife Securities) Document opens in new tab
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Stéphane Rousseau (l’Université de Montrél) Document opens in new tab
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Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada) Document opens in new tab
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Karen Woodman (Sun Life Financial Investments Services (Canada) Inc.) Document opens in new tab
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Linda Clunie Document opens in new tab
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Wayne Bolton (Edward Jones) Document opens in new tab
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Neil Gross (Investor Advisory Panel) Document opens in new tab
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Nancy Allan (Independent Financial Brokers of Canada) Document opens in new tab
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Manny DaSilva and Gary Legault (Association of Canadian Compliance Professionals) Document opens in new tab
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Michelle Alexander (Investment Industry Association of Canada Document opens in new tab
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Gino Sebastian Savard (MICA Capital Inc.) Document opens in new tab
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Sandra Jakab and Veronica Armstrong (Jakab Law and Compliance and Veronica Armstrong Law Corporation) Document opens in new tab
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Kenmar Associates Document opens in new tab