Comment Letters for CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

Comments Received (comment period due February 28, 2024 )

Date
Comment Letters
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Andy Mitchell (IFIC) Document opens in new tab
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Jonathon Botrie (Belco Private Capital Inc.) Document opens in new tab
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Harold Geller (H. Geller Professional Corporation) Document opens in new tab
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Katie Walmsley and Warren M. Rudick (PMAC) Document opens in new tab
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Sarah P. Bradley (OBSI) Document opens in new tab
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Jennifer I. Armstrong (CIRO) Document opens in new tab
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Mark S. Kent (Portfolio Strategies) Document opens in new tab
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Chris Robinson Document opens in new tab
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Matthew Latimer (Federation of Mutual Fund Dealers) Document opens in new tab
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Natalia Vandervoort (BLG), Melissa Ghislanzoni (BLG) and Bil Donegan (AUM Law Professional Corporation) Document opens in new tab
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Ilana Singer (Investor Advisory Panel) Document opens in new tab
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Bill VanGorder (CARP) Document opens in new tab
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J.P. Bureaud, et al (Coalition Members) Document opens in new tab
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Rob Hanson (PCMA) Document opens in new tab
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Ken Kivenko (Kenmar Associates) Document opens in new tab
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Don McDonald (Waverley Corporate Financial) Document opens in new tab
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Danielle Tetrault (IG Wealth Management) Document opens in new tab
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Canadian Advocacy Council of CFA Societies Canada Document opens in new tab
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Craig Burrows (TriView Capital Ltd) Document opens in new tab
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John A. Adams (Primerica) Document opens in new tab
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W. Sian Burgess (Fidelity Investments) Document opens in new tab
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Brigitte Catellier, et al (The Osgoode Investor Protection Clinic) Document opens in new tab
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Laura Paglia (IIAC) Document opens in new tab
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Robert C. Blanchard (Haywood) Document opens in new tab
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Kyle Touet (M3 Securities) Document opens in new tab
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Andrew Teasdale Document opens in new tab
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CSA Investor Advisory Panel (Eric Spink) Document opens in new tab
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Jim Dale (Leede Jones Gable) Document opens in new tab
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Richard Thomas (P.I. Financial) Document opens in new tab
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Debra A Doucette (Odlum Brown) Document opens in new tab
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Dana H. Price (Getz Prince Wells LLP) Document opens in new tab
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Anatol Feldman Document opens in new tab
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Natasa Morfesis and Doce Tomic (Worldsource Wealth Management (2023) Inc.) Document opens in new tab
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CIRO Investor Advisory Panel Document opens in new tab
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John S. Clark (Pacific Spirit Investment Management Inc.) Document opens in new tab
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Manny DaSilva and Gary Legault (ACCP) Document opens in new tab
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Stan Gourley Document opens in new tab
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Arthur Ross Document opens in new tab
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Harvey Naglie Document opens in new tab
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David M. Fieldstone Document opens in new tab
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Peter Whitehouse Document opens in new tab
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Rick Price Document opens in new tab