Comment Letters for Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

Comments Received (comment period due February 15, 2013 )

Date
Comment Letters
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Ian Pember (Alternative Investment Management Association) Document opens in new tab
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Craig Skauge & Cora Pettipas (National Exempt Market Association) Document opens in new tab
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Greg Pollock & Harley Lockhart (Advocis) Document opens in new tab
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Geoffrey Ritchie (Exempt Market Dealers Association of Canada) Document opens in new tab
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David Agnew, Wayne Bossert, John S. Montalbano, Rosalyn Kent & Vijay Parmar (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management, Phillips Hager & North Investment Funds Ltd. and RBC PH&N Investmen Document opens in new tab
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Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit & Kathleen G. Ward (Stikeman Elliott LLP) Document opens in new tab
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Sheila Murray (CI Financial Corp.) Document opens in new tab
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Eric Adelson (Invesco Canada Ltd.) Document opens in new tab
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Sandra L. Kegie (Association of Canadian Compliance Professionals) Document opens in new tab
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Katie Walmsley & Scott Mahaffy (Portfolio Maangement Association of Canada) Document opens in new tab
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Prema K.R. Thiele, Rebecca Cowdery & Marsha Gerhart (Borden Ladner Gervais LLP) Document opens in new tab
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M. Catherine Tuckwell (Scotia Asset Management L.P.) Document opens in new tab
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Mark McKenna (Walton Capital Management Inc.) Document opens in new tab
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Peter Lewis & James Deeks (RESP Dealers Association of Canada) Document opens in new tab
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Susan Copland (Investment Industry Association of Canada) Document opens in new tab
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Oliver Murray and Carol Lynde (Brandes Investment Partners & Co.) Document opens in new tab
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W. Sian Burgess (Fidelity Investments Canada ULC) Document opens in new tab
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The Investor Advisory Panel Document opens in new tab
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Jon Cockerline (The Investment Funds Institute of Canada) Document opens in new tab
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Stan Buell (Small Investor Protection Association) Document opens in new tab
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Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights) Document opens in new tab
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Joanna Robertson (Robertson-Devir) Document opens in new tab
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Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies) Document opens in new tab
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Ken Kivenko (Kenmar Associates) Document opens in new tab
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Jacqueline Hatherly (Greystone Managed Investments Inc.) Document opens in new tab
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Blair Cooper (Tradex Management Inc.) Document opens in new tab
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Richard McIntyre (DWM Securities Inc.) Document opens in new tab
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Doug Bennett (Edward Jones) Document opens in new tab
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Murray J. Taylor (Investors Group Inc.) Document opens in new tab
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Peter Moulson (Canadian Imperial Bank of Commerce) Document opens in new tab
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Clay Gillespie (Rogers Group Investment Advisors Ltd.) Document opens in new tab
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Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights) Document opens in new tab
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Katie Walmsley and Scott Mahaffy (Portfolio Management Association of Canada) Document opens in new tab
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David C. Pauli (CI Financial Corp.) Document opens in new tab
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Yvan-Pierre Grimard (Desjardins) Document opens in new tab
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Charles R. Sims (MacKenzie Financial Corporation) Document opens in new tab
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Richard M. Tattersall (Heathbridge Capital Management Ltd.) Document opens in new tab
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Robert Kirwin (MD Physician Services Inc.) and David Blanchard (MD Management Limited) Document opens in new tab
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Jean Carrier (PEAK Investment Services Inc.) Document opens in new tab
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Mark S. Kent (Portfolio Strategies Corporation) Document opens in new tab
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Barbara Mason (Scotia Capital Inc.) Document opens in new tab
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Tom Bradley (Steadyhand Investment Funds) Document opens in new tab
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Mark Adams (AGF Investments Inc.) Document opens in new tab
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Richard McIntyre (Dundee Private Investors Inc.) Document opens in new tab
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Michel Falk (National Bank Securities Inc.) Document opens in new tab
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Investor Advisory Panel Document opens in new tab
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Michael Stanley (Quadrus Investment Services Ltd.) Document opens in new tab
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David Agnes, Mark Neill and Wayne Bossert (RBC DominionSecurities Inc.; RBC Direct Investing Inc.; Royal Mutual Funds Inc.; RBC Global Asset Management Inc.;RBC Phillips, Hager & North Investment Counsel Inc.; and Phillips, Hager & North Investment ... Document opens in new tab
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Eric Adelson (Invesco Canada Ltd.) Document opens in new tab
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Joe Killoran Document opens in new tab
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Greg Pollock and Dean Owen (Advocis) Document opens in new tab
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François Bruneau (Groupe Cloutier Investissements Inc.) Document opens in new tab
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Duff Young Document opens in new tab
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W. Sian Burgess (Fidelity Investments Canada ULC) Document opens in new tab
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Ben Legge (Highstreet Asset Management Inc.) Document opens in new tab
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John Whaley (Independent Financial Brokers of Canada) Document opens in new tab
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Michelle Alexander and Adrian Walrath (Investment Industry Association of Canada) Document opens in new tab
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Manuel DaSilva (Canfin Magellan Investments Inc.) Document opens in new tab
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Afsar Shah (Sun Life Financial Investment Services (Canada) Inc.) Document opens in new tab
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Brad Beuttenmiller (Franklin Templeton Investments Corp) Document opens in new tab
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May Wong (The Omega Foundation) Document opens in new tab
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Frank Blackman (ING Direct Funds Limited) Document opens in new tab
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Jeff Bartja (Scotia Securities Inc.) Document opens in new tab
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Jim B. F. Cripps (Assantle Financial Management Ltd.) Document opens in new tab
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John A. Adams (Primerica) Document opens in new tab
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Peter Lewis and James Deeks (RESP Dealers Association of Canada) Document opens in new tab
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Neil Blue (Sun Life Global Investments (Canada) Inc.) Document opens in new tab
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Sandra L. Kegie (Association of Canadian Compliance Professionals) Document opens in new tab
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John S. Clark (Pacific Spirit Investment Management Inc.) Document opens in new tab
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Mark Tiffin (Capital International Asset Management (Canada), Inc.) Document opens in new tab
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M. Catherine Tuckwell (Scotia Asset Management) Document opens in new tab
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Prema K.R. Thiele, Rebeccas Cowdery and Marsha Gerhart (Borden Ladner Gervais) Document opens in new tab
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Brian Prosser (B2B Bank) Document opens in new tab
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Chris Reynolds (Investment Planning Counsel Inc.) Document opens in new tab
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Matthew Campbell (IA Clarington Investments Inc.) Document opens in new tab
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Rick Annaert (Manulife Securities Incorporated) Document opens in new tab
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Sandra Cimoroni (TD Asset Management Inc.) Document opens in new tab
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Ian Pember (Alternative Investment Management Association) Document opens in new tab
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Karim Manaa (Canadian GIPS Council) Document opens in new tab
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Sandra L. Kegie (Federation of Mutual Fund Dealers) Document opens in new tab
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Hamish Porter Document opens in new tab
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Anne Valenti (Independent Planning Group Inc.) Document opens in new tab
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Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies) Document opens in new tab
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Joanne De Laurentiis (The Investment Funds Institute of Canada) Document opens in new tab
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Christine Lucyk Document opens in new tab
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Audrey Sauder (Armstrong & Quaile Assoc. Inc.) Document opens in new tab
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Ken Kivenko (Kenmar Associates) Document opens in new tab