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Comment Letters for Notice of CSA Request for Comments: NI 31-103 - Registration Requirements
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Securities law
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3 - Registration Requirements and Related Matters
31-103
Notice of CSA Request for Comments: NI 31-103 - Registration Requirements
Comment Letters for Notice of CSA Request for Comments: NI 31-103 - Registration Requirements
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Comments Received (comment period due June 20, 2007 )
Date
Comment Letters
June 30, 2007
Title
David G. Strongin (Securities Industry and Financial Markets Association)
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June 30, 2007
Title
Shauna Marie Ocharyk, Tim Volkanon, R.D. Maclean, & Doug Meier
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June 30, 2007
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Eleanor K. Farrell (Canada Pension Plan Investment Board)
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June 30, 2007
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Glen Miles
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June 29, 2007
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Canadian Bankers Association
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June 29, 2007
Title
Jo-Ann Bund, Bryce Kraeker & Paul A. Dempsey (Gowling Lafleur Henderson LLP)
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June 29, 2007
Title
Paul A. Parisotto
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June 29, 2007
Title
Glen B. Gowland (Scotia Securities)
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June 29, 2007
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Securities Law Subcommittee (Business Law) Ontario Bar Association
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June 29, 2007
Title
Donna Beasant (BluMont Capital)
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June 29, 2007
Title
John G. Gaine (Managed Funds Association)
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June 29, 2007
Title
Peter Hatges, Michael Badham, Anthony Ianni & Keith Mosley
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June 29, 2007
Title
Al Dharsee
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June 29, 2007
Title
Jeff Atlin (Independent Mortgage Brokers Association of Ontario)
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June 29, 2007
Title
Susan Eapen (Scotia Capital)
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June 29, 2007
Title
Leanne Wilson (Paradigm Mortgage Corporation)
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June 29, 2007
Title
S. Mark Francis (Exploratus Ltd.)
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June 28, 2007
Title
Gordon A.D. Newmarch
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June 28, 2007
Title
Bob & Mary McDonald
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June 28, 2007
Title
Jean Shelemey
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June 28, 2007
Title
Bruce Aitken
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June 28, 2007
Title
Wes Wilson
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June 27, 2007
Title
Joseph J. Oliver (Investment Dealers Association of Canada)
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June 27, 2007
Title
Darcee McJannet (Citrine Investment Services)
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June 27, 2007
Title
Robert Floyd (R.A. Floyd Capital Management Inc.)
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June 27, 2007
Title
Douglas Reeson
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June 27, 2007
Title
Roger McMillan & Steve Howard (Advocis)
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June 26, 2007
Title
M. Catherine Tuckwell (Scotia Cassels Investment Counsel Limited)
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June 26, 2007
Title
Patricia Dillon (Prospectors & Developers Association of Canada)
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June 25, 2007
Title
Jeff McCord (Vertex One Asset Management)
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June 25, 2007
Title
Sean Linstead (Genesis Limited Partnerships on behalf of Genesis Land Development Corp.)
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June 25, 2007
Title
Judy Goldring (AGF Funds Inc.)
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June 25, 2007
Title
Tok
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June 25, 2007
Title
Frank Hurst (Assante Wealth Management)
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June 25, 2007
Title
Robert Cook (Canadian Trading and Quotation System Inc.)
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June 22, 2007
Title
Daniel D. Bowering (Blackmont Capital)
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June 22, 2007
Title
Stikeman Elliot LLP
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June 22, 2007
Title
David Coultice (Fraser Milner Casgrain)
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June 22, 2007
Title
Judy Nicholson (Edward Jones)
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June 21, 2007
Title
Ian Pember (Hillsdale)
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June 20, 2007
Title
Carlos Velez
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June 20, 2007
Title
Domenic Rinaldi
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June 20, 2007
Title
Murray J. Taylor (IGM Financial Inc.)
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June 20, 2007
Title
Paul D. Glenn (Investment Adviser Association)
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June 20, 2007
Title
Angelique McKenzie
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June 20, 2007
Title
Malcolm McKenzie
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June 20, 2007
Title
Joey J. De Goey (Burgeonvest Securities Limited.)
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June 20, 2007
Title
Wayne Alford (ATB Investor Services)
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June 20, 2007
Title
Portfolio Management
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June 20, 2007
Title
Blair Carey & Robert Morgan (Canadian Advocacy Council)
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June 20, 2007
Title
Constantine Lycos
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June 20, 2007
Title
Douglas R. Brown (Manitoba Securities Commission)
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June 20, 2007
Title
Oliver Murray (Brandes Investment Partners)
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June 20, 2007
Title
Bill Haldane (BMO Nesbitt Burns Inc.)
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June 20, 2007
Title
Mary d'Eon (Pan Aset Management Ltd.)
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June 20, 2007
Title
IGM Financial
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June 20, 2007
Title
John Whaley (Independent Financial Brokers)
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June 20, 2007
Title
RBC Financial Group
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June 20, 2007
Title
Borden Ladner Gervais
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June 20, 2007
Title
Dan Hallett (Dan Hallett & Associates Inc)
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June 20, 2007
Title
Ian C. W. Russell (Investment Industry Association of Canada)
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June 20, 2007
Title
Paola Cifelli (BMO Mutual Funds)
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June 20, 2007
Title
Aird & Berlis LLP
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June 20, 2007
Title
Lindsay A. Horwood (Computershare Trust Company of Canada)
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June 20, 2007
Title
Jill W. McFarlane (Irwin, White & Jennings)
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June 20, 2007
Title
Tim W. Forristal (The Canadian Institute of Chartered Accountants)
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June 20, 2007
Title
Peter A. Lewis & Bruce Elliott (RESP Dealers Association of Canada)
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June 20, 2007
Title
Scott Mahaffy (McLean Budden Limited)
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June 20, 2007
Title
Charles Vander Griendt
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June 20, 2007
Title
Don Campbell (Tetram Capital Partners Ltd.)
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June 20, 2007
Title
Nadine Krenosky (Greystone Managed Investments Inc.)
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June 20, 2007
Title
Anne Landry
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June 20, 2007
Title
Manuel DaSilva (Canfin Financial Group)
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June 20, 2007
Title
John M. Damgard (Futures Industry Association)
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June 20, 2007
Title
Wayne Bolton (AIM Trimark)
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June 20, 2007
Title
R Darryl Fraser
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June 20, 2007
Title
Bob Myroniuk (Real Estate Council of Alberta)
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June 20, 2007
Title
Craig Skauge (KMC Capital Inc.)
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June 20, 2007
Title
E.R. Long (Mandate National Mortgage Corporation)
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June 20, 2007
Title
Osler, Hoskin & Harcourt on behalf of Goldman Sachs Group Inc.
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June 20, 2007
Title
Judy Augustine (Gryphon Investment Counsel Inc.)
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June 20, 2007
Title
Max Reydman (Optimal Models and Decisions Inc.)
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June 20, 2007
Title
Isabelle Grenier (Gestion Universitas)
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June 20, 2007
Title
Stephanie A. McManus (Association of Canadian Compliance Professionals)
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June 20, 2007
Title
Richard M. Tattersall (Heathbridge Capital Management Ltd.)
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June 20, 2007
Title
Brad Beuttenmiller (Franklin Templeton Investment Corp.)
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June 20, 2007
Title
Diane Gabay (ETS Equities Trading Services Inc.)
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June 20, 2007
Title
Michael S. Greer & Christopher J. Enright (Industrial Alliance)
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June 20, 2007
Title
Paul A. Brisson (Highstreet Asset Management)
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June 20, 2007
Title
Alexander Rhind (Alexander Capital Group Inc.)
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June 20, 2007
Title
Luc Labelle (Chambre De La Securite Financiere)
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June 20, 2007
Title
Jim Murphy (Canadian Association of Accredited Mortgage Professionals)
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June 20, 2007
Title
Torstein Braaten (Investment Technology Group)
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June 20, 2007
Title
Phil Schmitt (Alternative Investment Management Association)
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June 20, 2007
Title
Shairoon Mohammed
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June 20, 2007
Title
Chris Charron
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June 20, 2007
Title
Douglas A.C. Davis (Davis-Rea Ltd.)
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June 20, 2007
Title
Nyron Mohammed
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June 20, 2007
Title
Benny Katz
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June 20, 2007
Title
Mark T. Gordon (Mutual Fund Dealers Association of Canada)
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June 20, 2007
Title
IBK Capital Corp.
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June 20, 2007
Title
John Montalbano (Phillips, Hager & North)
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June 20, 2007
Title
Rajiv Silgardo (Barclays Global Investors)
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June 20, 2007
Title
Bob O'Leary (TD Securities)
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June 20, 2007
Title
D. Bruce McLeod & Donald A. Gordon (Canadian Listed Company Association)
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June 20, 2007
Title
G.W. Holden (Advanta Mortgage Corp)
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June 20, 2007
Title
Pamela J. Reeve
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June 20, 2007
Title
Adam Abramson (Trapeze Asset Management)
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June 20, 2007
Title
Liam Woods (Knowledge Suites)
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June 20, 2007
Title
Michael Nairne (Tacita Capital Inc.)
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June 20, 2007
Title
James Assef
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June 20, 2007
Title
Thomas Ottosen
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June 20, 2007
Title
Roger McMillan & Steve Howard (Advocis)
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June 19, 2007
Title
Shelley Lamer (Crown Properties International Corporation)
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June 19, 2007
Title
Marc J. Cormier
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June 19, 2007
Title
Blair Roblin
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June 19, 2007
Title
John Ugyan (Premiere Canadian Mortgage Corp.)
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June 19, 2007
Title
Michael Brooks (Real Pac)
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June 19, 2007
Title
Gordon Pansagrat (Elliot & Page Limited)
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June 19, 2007
Title
Andy Mitchell (Wildsource Financial Mangement)
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June 19, 2007
Title
Ron Thompson (Crown Properties International Corporation)
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June 19, 2007
Title
L. Brian Peterson (MBABC)
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June 19, 2007
Title
Norm Minor (Crown Properties International Corporation)
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June 19, 2007
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada) English / French
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June 19, 2007
Title
Steven M. London (Cardinal Capital Mangement Inc.)
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June 19, 2007
Title
Mark McQueen (Wellington Financial)
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June 19, 2007
Title
Brent Wilson
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June 19, 2007
Title
Kevin Norman (Cooper Pacific Mortgage Investment Corporation)
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June 19, 2007
Title
R. Brian Reynolds (Legacy Associates Inc.)
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June 19, 2007
Title
Michael F. Provenzano (Northwest Law Group)
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June 19, 2007
Title
Investment Council Association of Canada
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June 19, 2007
Title
Athanasios Doikas
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June 19, 2007
Title
Sandra L. Kegie (Federation of Mutual Fund Dealers)
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June 19, 2007
Title
Lars Coombs
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June 19, 2007
Title
Paul M. Lavelle & R. Craig Gibson (Cambridge Corporate Development)
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June 19, 2007
Title
John A. Adams (Primerica)
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June 19, 2007
Title
Thomas Beyer (Prestigious Properties Group)
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June 19, 2007
Title
Mark R. Hughes (HughestLittle Investment Management Ltd.)
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June 19, 2007
Title
Carole Dagher (CIBC)
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June 19, 2007
Title
Alan W. McFarlane
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June 19, 2007
Title
Robert C. White (Tradex Management Inc.)
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June 19, 2007
Title
Nick Kazakoff (Crown Properties International Corporation)
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June 19, 2007
Title
Jason Slattery (Legacy Associates Inc.)
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June 19, 2007
Title
B.M. Gabrielson
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June 18, 2007
Title
Mark Q Connelly (Davies Ward Phillips & Vineberg)
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June 18, 2007
Title
Rosalie Paladeau
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June 18, 2007
Title
Amal Ayoub
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June 18, 2007
Title
Doug Owoo
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June 18, 2007
Title
Robert G. Malcolm (Legacy Associates)
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June 18, 2007
Title
Jo Ann Stimpson
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June 18, 2007
Title
Rhena Makeiff
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June 18, 2007
Title
Shawe Nasr
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June 18, 2007
Title
Board of Directors (LMDA)
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June 18, 2007
Title
Hannah Nasr
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June 18, 2007
Title
John Mackay (Aveiro Investment Group)
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June 18, 2007
Title
Brian Patterson (Park Place Communities)
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June 18, 2007
Title
Rick Nathan (Canada's Venture Capital & Private Equity Association)
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June 18, 2007
Title
Tina Heslip
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June 18, 2007
Title
Brian A. Rennie (Integra Capital Limited)
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June 18, 2007
Title
Jim Hunter
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June 17, 2007
Title
Arlene Burke (Citrine Investment Services Ltd.)
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June 17, 2007
Title
Jim Huang (T.I.P. Wealth Manager Inc.)
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June 17, 2007
Title
John S. Clark (Pacific Spirit Investment Management Inc.)
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June 15, 2007
Title
Catherine Rajchel
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June 15, 2007
Title
Carol Werger (Can Terra Developments Inc.)
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June 15, 2007
Title
Vince Rajchel
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June 15, 2007
Title
David Agnew (Ombudsman)
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June 15, 2007
Title
Shawe & Hannah Nasr
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June 15, 2007
Title
Susan Belcher (CareVest Capital Inc.)
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June 14, 2007
Title
D Higdon
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June 14, 2007
Title
Marc Flynn (CSI Global Education, Inc.)
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June 14, 2007
Title
Robert J. Frost & Scott Reed (Proforma Capital Inc.)
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June 14, 2007
Title
Vic DeLaet (Focused Money Solutions Inc.)
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June 14, 2007
Title
Dan L. Baxter (Schinnour, Matkin & Baxter)
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June 14, 2007
Title
Mark S. Yamada (Pur Investing Inc.)
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June 14, 2007
Title
Anthony Ariganello (Certified General Accountants of Canada)
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June 14, 2007
Title
Ed Nycholat (FRPL Finance Ltd.)
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June 14, 2007
Title
Mark Silverthorn
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June 13, 2007
Title
Heiko Hansen
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June 13, 2007
Title
Rae Meier (Paradigm Mortgage Corporation)
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June 13, 2007
Title
Ben and Theresa Veldhoen
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June 12, 2007
Title
Gerald Yung (Claremont Advisors Ltd.)
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June 12, 2007
Title
James B. Ramsay (Interior Equities Corp.)
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June 12, 2007
Title
Arthur Wong (Genesis Land Development Corp.)
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June 12, 2007
Title
Travis Cadman (Keyston)
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June 11, 2007
Title
John Papoutsakis (Sophies Pizza)
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June 11, 2007
Title
Allan Matthews (Sitefinders Group of Copmanies)
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June 11, 2007
Title
Roger R. Rose
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June 11, 2007
Title
Denise Beaven
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June 11, 2007
Title
Andrew Parkinson (Van Arbor Management Ltd.)
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June 11, 2007
Title
Sylvia Page
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June 9, 2007
Title
Mike Rath
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June 9, 2007
Title
Robert Kirkham
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June 9, 2007
Title
Terry Frehlich
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June 8, 2007
Title
Don Burns
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June 8, 2007
Title
Peter Paauw (Unity Investments)
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June 8, 2007
Title
A.E. Ruissen (Nascorp Capital Inc.)
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June 8, 2007
Title
Shawn Rose
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June 8, 2007
Title
Brenda McKay
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June 7, 2007
Title
James Ho (Quantum Financial Services)
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June 7, 2007
Title
Frances Kirkham
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June 6, 2007
Title
Gary Liu and Jerry Lam (Cirplus Futures Inc.)
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June 6, 2007
Title
Ronald Blazenko
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June 6, 2007
Title
Gordon Sokolon
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June 6, 2007
Title
Vincent A. Valenti (Independent Planning Group Inc.)
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June 6, 2007
Title
Barbara Blazenko
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June 6, 2007
Title
Maurya Sokolon
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June 5, 2007
Title
Jennie Z. Tkach
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June 5, 2007
Title
Mas Nohara
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June 5, 2007
Title
Nicholas A. Cardinale (UBS Investment Management)
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June 5, 2007
Title
Karen Nohara
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June 5, 2007
Title
Mervin & Geraldine M. Brooks
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June 5, 2007
Title
Ivan Lorentz
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June 5, 2007
Title
Margaret Stangier
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June 5, 2007
Title
Nicholas A. Cardinale (UBS Investment Management Canada Inc.)
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June 4, 2007
Title
Rick Skauge (Eyelogic Systems Inc.)
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June 4, 2007
Title
Philip Briddon (Mountain Financial Corp.)
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June 1, 2007
Title
Jeff Lund (Alberta Provincial Financial Inc.)
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June 1, 2007
Title
Wayne Strandlund (Fisgard Capital Corporation)
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May 29, 2007
Title
Edward Kholodenko (Questrade Inc.)
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May 29, 2007
Title
Steve F. Vieweg (CMA)
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May 29, 2007
Title
Ken Kivenko (Kenmar)
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May 29, 2007
Title
Marcia Ross
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May 28, 2007
Title
Charles B. Loewen (Loewen & Associates)
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May 28, 2007
Title
Alex Sherwood
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May 25, 2007
Title
David J. Matlow (Goodmans LLP)
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May 24, 2007
Title
Joseph C. Heslip
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May 24, 2007
Title
John R. Heslip
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May 22, 2007
Title
Geoff Heathcote
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May 21, 2007
Title
Sandra Lee Heslip
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May 19, 2007
Title
Klaus Faisst
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May 19, 2007
Title
Wallace Halladay
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May 16, 2007
Title
James L. Mercier (Reliable Mortgages Investment Corporation)
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May 16, 2007
Title
Kevin Weir
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May 15, 2007
Title
Charles Vander Griendt (CMV Financial Corp.)
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May 14, 2007
Title
Daphne Field
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May 14, 2007
Title
Garry Stillie
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May 14, 2007
Title
Andrea Moore
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May 14, 2007
Title
Robert E. Weir
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May 13, 2007
Title
David Thomas
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May 11, 2007
Title
John Plant
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May 11, 2007
Title
Robert Rose
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May 10, 2007
Title
George C. Pilney
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May 10, 2007
Title
S. Mark Lord
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May 10, 2007
Title
Andras Borbely
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May 8, 2007
Title
Townsend Haines
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May 8, 2007
Title
J.P. Robinson (First Canadian Property Investments Ltd.)
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May 4, 2007
Title
Robert Rose
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May 2, 2007
Title
David A. Mayer
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May 2, 2007
Title
Harry Friesen
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May 1, 2007
Title
Gerry Manning
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May 1, 2007
Title
Michael Hogan (Hogan & Greenfield Design/Build Ltd.)
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May 1, 2007
Title
Corby Fine
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May 1, 2007
Title
John Leung
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May 1, 2007
Title
Roland Mallier
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May 1, 2007
Title
John N. Pretty
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May 1, 2007
Title
Chris Tountzios
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April 29, 2007
Title
Jeannette Kudela
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April 28, 2007
Title
Kathryn and Robert Hall
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April 25, 2007
Title
Brian McBain
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April 24, 2007
Title
Barbara Cantlie
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April 24, 2007
Title
Joe Hogan
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April 17, 2007
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John Carpenter (CGA Alberta)
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April 3, 2007
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Tom Stanley (Resolute Funds Limtied)
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March 29, 2007
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Stephen R. Jakob and D. Richard Brown (Osprey Capital Partners)
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March 26, 2007
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Don C. Paradis (DCP Financial Management)
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March 5, 2007
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Peter de Auer (Cluster Asset Management Inc.)
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Comments Received (comment period due June 20, 2007 )