Unofficial Consolidation: Form 31-103F3 Use of Mobility Exemption

Unofficial Consolidation: Form 31-103F3 Use of Mobility Exemption

Unofficial Consolidation Forms

Ontario Securities Commission

Form 31-103F3

Unofficial consolidation current to 2015-01-11

This document is not an official statement of law or policy and should be used for reference purposes only.

Form 31-103F3
USE OF MOBILITY EXEMPTION

(section 2.2 [client mobility exemptionindividuals])

This is to notify the securities regulatory authority that the individual named in paragraph 1 is relying on the exemption in section 2.2 [client mobility exemptionindividuals] of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

  1. Individual information

Name of individual: ___________________________________________________________

NRD number of individual: _______________

The individual is relying on the client mobility exemption in each of the following jurisdictions of Canada:

___________________________________________________________________________

___________________________________________________________________________

  1. Firm information

Name of the individual's sponsoring firm: __________________________________________

NRD number of firm: _____________________

Dated: ________________________________________

______________________________________________

(Signature of an authorized signatory of the individual's sponsoring firm)

______________________________________________

(Name and title of authorized signatory)