Unofficial Consolidation: Form 31-103F3 Use of Mobility Exemption
Unofficial Consolidation: Form 31-103F3 Use of Mobility Exemption
Ontario Securities Commission
Form 31-103F3
Unofficial consolidation current to 2015-01-11
This document is not an official statement of law or policy and should be used for reference purposes only.
Form 31-103F3
USE OF MOBILITY EXEMPTION
(section 2.2 [client mobility exemption – individuals])
This is to notify the securities regulatory authority that the individual named in paragraph 1 is relying on the exemption in section 2.2 [client mobility exemption – individuals] of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.
- Individual information
Name of individual: ___________________________________________________________
NRD number of individual: _______________
The individual is relying on the client mobility exemption in each of the following jurisdictions of Canada:
___________________________________________________________________________
___________________________________________________________________________
- Firm information
Name of the individual's sponsoring firm: __________________________________________
NRD number of firm: _____________________
Dated: ________________________________________
______________________________________________
(Signature of an authorized signatory of the individual's sponsoring firm)
______________________________________________
(Name and title of authorized signatory)