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Comment Letters for CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
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31-358
CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
Comment Letters for CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
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Comments Received (comment period due September 30, 2020 )
Date
Comment Letters
September 30, 2020
Title
Adrian Walrath (IIAC)
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September 30, 2020
Title
David Gilkes (PCMA)
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September 29, 2020
Title
Neil Gross (Investor Advisory Panel)
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September 29, 2020
Title
Manny DaSilva (Association of Canadian Compliance Professionals)
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September 28, 2020
Title
CFA Societies (Canadian Advocacy Council)
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September 22, 2020
Title
Katie Walmsley (Portfolio Management Association of Canada)
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Comments Received (comment period due September 30, 2020 )