Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants
Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants
AMENDMENT TO
ONTARIO SECURITIES COMMISSION RULE 31-502
PROFICIENCY REQUIREMENTS FOR REGISTRANTS
ONTARIO SECURITIES COMMISSION RULE 31-502
PROFICIENCY REQUIREMENTS FOR REGISTRANTS
PART 1 AMENDMENT TO RULE 31-502
1.1 Amendment – Section 2.1(2) of Ontario Securities Commission Rule 31-502 Proficiency Requirements for Registrants is amended by:
- replacing the wording of subsection (2)(a) with: “completed the Wealth Management Essentials course before the registration was granted; or”, and
- replacing the wording of subsection (2)(b) with: “before the end of the thirty month period, completed the Wealth Management Essentials course.”
PART 2 EFFECTIVE DATE
2.1 Effective Date – This amendment comes into force on October 24, 2008.