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Comment Letters for Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
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3 - Registration Requirements and Related Matters
31-502
Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
Comment Letters for Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants
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Comments Received (comment period due June 7, 2007 )
Date
Comment Letters
June 7, 2007
Title
Natalie R. Marshall (RBC Financial Group)
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June 6, 2007
Title
Carol J. Persaud (CIBC)
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May 29, 2007
Title
Joseph J. Oliver (Investment Dealers Association)
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May 16, 2007
Title
Tammy Carpenter (BMO Nesbitt Burns)
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Comments Received (comment period due June 7, 2007 )