Amendments: OSC Rule - 31-504 - Dealer and Advisor Applications for Registration
Amendments: OSC Rule - 31-504 - Dealer and Advisor Applications for Registration
AMENDMENT TO
ONTARIO SECURITIES COMMISSION RULE 31-504
APPLICATIONS FOR REGISTRATION
PART 1 AMENDMENTS
1.1 Amendments - Rule 31-504 Applications for Registration is amended by
(a) changing the name of the rule to "Dealer and Adviser Applications for Registration";
(b) deleting Part 1 and section 2.2 of Part 2;
(c) deleting the heading of section 2.1 and substituting for it
"Dealer and Adviser Applications for Registration";
(d) renumbering Part 2 as Part 1 and section 2.1 as section 1.1; and
(e) deleting Appendix B.
PART 2 EFFECTIVE DATE
2.1 Effective Date - These amendments come into force on February 21, 2003.