Final Rule (effective April 7,1998): OSC Rule - 33-504 - Compliance with Section 42

ONTARIO SECURITIES COMMISSION RULE 33-504

COMPLIANCE WITH SECTION 42

1.1 Compliance with Section 42

(1) Section 42 of the Act does not apply to a person or company that is a member of The Toronto Stock Exchange or to an affiliate of that member if the personor company complies with section 18.14 of the General By-Law of The Toronto Stock Exchange as it exists on the effective date and every successor to thatsection that does not reduce the information required to be made available by dealers to their clients under the section of the by-law.

(2) Section 42 of the Act does not apply to a person or company that is a member of the Investment Dealers Association of Canada or to an affiliate of thatmember if the person or company complies with Regulation 1400 of the By-Laws of the Investment Dealers Association of Canada as it exists on the effectivedate and every successor to that regulation that does not reduce the information required to be made available by dealers to their clients under the regulation.

(3) In this Rule, "effective date" means the date on which this Rule comes into force.