2020 Summary Report for Dealers, Advisers and Investment Fund Managers Breadcrumb Home Securities law Instruments, rules and policies 3 - Registration Requirements and Related Matters 33-751 2020 Summary Report for Dealers, Advisers and Investment Fund Managers Component Menu Left Sidebar Securities law Legislation Instruments, rules and policies Proposed instruments, rules and policies Orders, rulings and decisions Blanket orders Delegation orders OSC Bulletin Filing documents online 2020 Summary Report for Dealers, Advisers and Investment Fund Managers OSC Notice September 14, 2020 Download document