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Comment Letters for Notice: NI - 45-106 - Prospectus and Registration Exemptions
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4 - Distribution Requirements
45-106
Notice: NI - 45-106 - Prospectus and Registration Exemptions
Comment Letters for Notice: NI - 45-106 - Prospectus and Registration Exemptions
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Comments Received (comment period due March 17, 2005 )
Date
Comment Letters
April 8, 2005
Title
Mark Webb (Canadian Institute of Mortgage Brokers and Lenders)
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April 7, 2005
Title
Frank Laurie (Vector Financial Services Limited)
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April 7, 2005
Title
Wes Roitman (Romspen Investment Corporation)
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April 6, 2005
Title
Ivan Stone (Foremost Financial Corporation)
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April 6, 2005
Title
Paul Bath (IMBA)
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April 5, 2005
Title
Tim Bankier (DE Capital Partners Inc.)
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March 30, 2005
Title
Mal Eccles (IMBA)
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March 30, 2005
Title
Eli Dadouch (Firm Capital Corporation)
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March 24, 2005
Title
Stephen Bigsby (ACPM)
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March 21, 2005
Title
Bill Nickel (McDougall Gauley)
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March 21, 2005
Title
Securities and Capital Markets Group (Borden Ladner Gervais)
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March 18, 2005
Title
Osler, Hoskin & Harcourt
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March 17, 2005
Title
Shaine Pollock (RBC Financial Group)
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March 17, 2005
Title
D. Bruce McLeod (Canadian Listed Company Association)
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March 17, 2005
Title
Mark Bell (TD Asset Management)
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March 17, 2005
Title
James McGovern (AIMA)
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March 17, 2005
Title
Richard M. Tattersall (Heathbridge Capital Management Ltd.)
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March 17, 2005
Title
Robert S. Murphy (Davies Ward Phillips & Vineberg)
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March 17, 2005
Title
John W. Murray (IFIC)
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March 16, 2005
Title
TSX Group
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March 16, 2005
Title
Michael J. Bennett (Blaney McMurtry)
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March 16, 2005
Title
Andrew Parkinson (Van Arbor Asset Management Ltd.)
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March 16, 2005
Title
Ogilvy Renault
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March 16, 2005
Title
Dermot P. Muir (OSIFA)
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March 9, 2005
Title
Rajiv Silgardo (Barclays Global Investors)
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March 8, 2005
Title
Jeffrey F. Olin (Desjardin Securities)
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March 8, 2005
Title
David Matlow (Goodmans)
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March 7, 2005
Title
Rowland Kelly (Credit Union Central)
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December 20, 2004
Title
Simon Romano (Stikeman Elliott)
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1 - Procedure and Related Matters
2 - Certain Capital Market Participants
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6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
Proposed instruments, rules and policies
Orders, rulings and decisions
Blanket orders
Delegation orders
OSC Bulletin
Filing documents online
Back
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Reporting issuer and issuer forms
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Back
The OBSI Joint Regulators Committee
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Check before you invest
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Back
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Individuals or companies with unpaid OSC sanctions
Cease trade and freeze orders
Mediation program
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Award eligibility and process
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Submit a whistleblower report
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Comments Received (comment period due March 17, 2005 )