Unofficial Consolidation: Form 45-108F3 Confirmation of Investment Limits
Unofficial Consolidation: Form 45-108F3 Confirmation of Investment Limits
Ontario Securities Commission
Form 45-108F3
Unofficial consolidation current to 2016-10-31
This document is not an official statement of law or policy and should be used for reference purposes only.
Form 45-108F3
Confirmation of Investment Limits
Instructions: This form must be completed by the purchaser before the purchaser enters into an agreement to purchase securities under the exemption in Multilateral Instrument 45-108 Crowdfunding (the crowdfunding exemption) in Ontario.
How you qualify to buy securities under the crowdfunding exemption: Checkmark the statement under A, B or C that applies to you. You may checkmark more than one statement. If you qualify under B or C, complete the confirmation of investment limits in the relevant section.
A. Permitted Client |
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You are a permitted client because:
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B. Accredited Investor |
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You are an accredited investor because (check all that apply):
Confirmation (if you are an accredited investor but not a permitted client)
__ I have not invested more than $25,000 in a single crowdfunding investment, and __ I have not invested more than $50,000 in all of the crowdfunding investments I have made in this calendar year |
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C. Retail Investor |
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You are a retail investor if none of the statements in the previous two sections apply to you. Confirmation (if you are a retail investor)
__ I have not invested more than $2,500 in a single crowdfunding investment, and __ I have not invested more than $10,000 in all of the crowdfunding investments I have made in this calendar year. |
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Purchaser acknowledgement |
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First and last name: |
Date:
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Electronic signature: By clicking the ‘I confirm’ button, I acknowledge that I am signing this form electronically and agree that this is the legal equivalent of my handwritten signature. I will not at any time in the future claim that my electronic signature is not legally binding. The date of my electronic signature is the same as my acknowledgement. |
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Funding portal information |
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This section must only be completed if an investor has received advice about this investment from a funding portal registered in the category of an investment dealer or an exempt market dealer. |
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First and last name of registered individual: |
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Telephone: |
Email: |
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Name of firm: |
Registration Category: |
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