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Comment Letters for Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
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4 - Distribution Requirements
45-401
Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
Comment Letters for Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions
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Comments Received (comment period due February 29, 2012 )
Date
Comment Letters
September 17, 2012
Title
Richard J. Corner (The Investment Industry Regulatory Organization of Canada)
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April 20, 2012
Title
Claude Beaudoin (Canadian Bar Association)
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March 13, 2012
Title
Marc Castonguay (VP Computershare)
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March 12, 2012
Title
Wallace Meschishnick Clackson Zawada
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March 8, 2012
Title
Beaty F. Beaubier (Stevenson Hood Thornton Beaubier LLP)
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March 5, 2012
Title
Leo Purcell (Richardson GMP Limited)
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March 1, 2012
Title
IFIC
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February 29, 2012
Title
McInnes Cooper
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February 29, 2012
Title
Paige L. Ward (Mutual Fund Dealers Association of Canada)
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February 29, 2012
Title
Gordon D. Skene (Paradigm Environmental Technologies, Inc.)
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February 29, 2012
Title
David Agnew (RBC Dominion Securities Inc.) and Vijay Parmar (RBC Phillips, Hager & North Investment Counsel Inc.)
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February 29, 2012
Title
Nick Fournier (Raintree Financial Solutions)
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February 29, 2012
Title
Gregory Smith (Canada's Venture Capital & Private Equity Association)
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February 29, 2012
Title
Craig L. Bentham
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February 29, 2012
Title
David McKenzie (WealthSpark Inc.)
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February 29, 2012
Title
Nancy Bacon (Exempt Market Consultants)
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February 29, 2012
Title
Peter Webster (Provisus Wealth Management Limited)
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February 29, 2012
Title
Prospectors and Developers Association of Canada Securities Committee
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February 29, 2012
Title
Murray J. Taylor (IGM Financial Inc.)
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February 29, 2012
Title
Jeff Loomis (Momentum)
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February 29, 2012
Title
Network of Angels Organization Ontario
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February 29, 2012
Title
Cawkell Brodie Glaister LLP
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February 29, 2012
Title
Jacqueline Hatherly (Greystone Managed Investments Inc.)
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February 29, 2012
Title
Norton Rose Canada LLP
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February 29, 2012
Title
Don Campbell (Law Office of Donald I. Campbell LLB)
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February 29, 2012
Title
Sandra L. Kegie (Association of Canadian Compliance Professionals)
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February 29, 2012
Title
Bruce S. Thompson
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February 29, 2012
Title
Richard M. Tattersall (Heathbridge Capital Management Ltd.)
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February 29, 2012
Title
Chris Silverthorn (Pinnacle Wealth Brokers Inc.)
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February 29, 2012
Title
Fraser Milner Casgrain LLP
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February 29, 2012
Title
David R. Morris (Gluskin Sheff & Associates Inc.)
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February 29, 2012
Title
Borden Ladner Gervais LLP
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February 29, 2012
Title
Mike Bonneveld (Skyline Wealth Management Inc.)
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February 29, 2012
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada)
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February 29, 2012
Title
David Ramsey (Calrossie Investment Management Inc.)
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February 29, 2012
Title
Dave McKitrick (Alta West Mortgage Capital Corporation)
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February 29, 2012
Title
Craig Skauge (Western Exempt Market Association)
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February 29, 2012
Title
Susan Copland (Investment Industry Association of Canada)
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February 29, 2012
Title
Greg Pollock and Dean Owen (Advocis, The Financial Advisors Association of Canada)
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February 29, 2012
Title
Peter Murray (Contact Capital Advisory Corp.)
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February 29, 2012
Title
Brian Koscak, David Gilkes and Geoffrey Ritchie (Exempt Market Dealers Association of Canada)
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February 29, 2012
Title
Nicholas P. Fader (Bennett Jones LLP)
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February 29, 2012
Title
Dean Koeller (Calvert Home Mortgage Investment Corporation)
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February 29, 2012
Title
Brian Kujavsky (Davies Ward Phillips & Vineberg LLP)
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February 29, 2012
Title
Michael Nairne (Tacita Capital Inc.)
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February 29, 2012
Title
Greg P. Shannon and Darren M. Smits (Miller Thompson LLP)
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February 29, 2012
Title
Katie Walmsley (Portfolio Management Association of Canada)
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February 29, 2012
Title
Curtis Potyondi (Prestige Capital Inc.)
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February 29, 2012
Title
Arlene O' Neill (Business Law Section, Ontario Bar Association)
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February 29, 2012
Title
David R. Kaufman (Westcourt Capital Corporation)
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February 29, 2012
Title
Susan Han (Miller Thompson LLP)
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February 29, 2012
Title
Bill Siddiqui (Tralucent Asset Management)
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February 29, 2012
Title
Glenn Gold (Lytton Financial Inc.)
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February 29, 2012
Title
Anita Anand (The Investor Advisory Panel)
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February 29, 2012
Title
David A. MacNicol (MacNicol & Associates Asset Management Inc.)
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February 29, 2012
Title
Angela Joyce
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February 29, 2012
Title
Sandra L. Kegie (Federation of Mutual Fund Dealers)
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February 29, 2012
Title
Sloane Capital Corp.
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February 29, 2012
Title
Dean Koeller and Dave McKitrick (Alberta Mortgage Brokers Association)
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February 29, 2012
Title
Jesse Bobrowski (Cedar Peaks Management Corp.)
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February 29, 2012
Title
Stuart McPhail (InvestPlus Properties Canada Ltd.)
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February 29, 2012
Title
Canadian Foundation for Advancement of Investor Rights
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February 29, 2012
Title
William R. Johnstone (Gardiner Roberts LLP)
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February 29, 2012
Title
Annie Malhotra and Adam Spence (SVX, MaRS Centre for Impact Investing)
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February 28, 2012
Title
Prosperity Development Group Ltd.
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February 28, 2012
Title
James Bell (Olympia Trust Company)
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February 28, 2012
Title
Bill Tam (British Columbia Technology Industry Association)
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February 28, 2012
Title
Michael C. Volker (SFU Innovation Office, VANTEC Angel Network, WUTIF Capital (VCC) Inc. and GreenAngel Technology Ventures (VCC))
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February 28, 2012
Title
Arthur Wong (Optimus US Real Estate Fund)
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February 28, 2012
Title
Jay Modi (OmniArch Capital Corporation)
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February 28, 2012
Title
Burnet, Duckworth & Palmer LLP
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February 28, 2012
Title
Stan I. Buelle (Small Investor Protection Association)
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February 28, 2012
Title
Willian McNarland (ExemptAnalyst Inc.)
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February 28, 2012
Title
Peter Johannes (SecureCare Investments Inc.)
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February 28, 2012
Title
Ian Pember (Alternative Investment Management Association)
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February 28, 2012
Title
Brent Wolverton (Wolverton Securities Ltd.)
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February 28, 2012
Title
J.A. (Jerry) Meckelborg (Meckelborg Financial Group Ltd.)
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February 28, 2012
Title
Jonathan K. Allen (Calgary Urban Equities Limited)
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February 28, 2012
Title
Stephanie McManus (Compliance Support Services)
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February 28, 2012
Title
John Whaley (Independent Financial Brokers of Canada)
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February 28, 2012
Title
Kyle Kozuska (Paradigm Portfolio Management Company)
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February 27, 2012
Title
R. Keith Reed and Jennifer MacGregor-Greer (Reed Pope LLP)
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February 27, 2012
Title
Lynda M. Savoie (Plazacorp Retail Properties Ltd.)
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February 27, 2012
Title
Mark McKenna (Walton Capital Marketing Inc.)
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February 27, 2012
Title
Yvonne Martin-Morrison (Purpose Inspired Solutions)
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February 27, 2012
Title
Paul A. Brisson (Highstreet Asset Management Inc.)
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February 27, 2012
Title
Craig Burrows (Front Row Capital Inc.)
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February 26, 2012
Title
Thomas Beyer (Prestigious Properties Group)
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February 26, 2012
Title
Ken Kivenko (Kenmar Associates)
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February 26, 2012
Title
Norman Light (Enlightened Private Capital Inc.)
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February 24, 2012
Title
Keith Summers (The Canadian Advocacy Council for Canada CFA Institute Societies)
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February 24, 2012
Title
David J. Brundige (McCrank Stewart LLP)
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February 23, 2012
Title
Marc Flynn (CSI Global Education, Inc.)
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February 22, 2012
Title
Stephanie Jackman (Respect for the Earth and All People Business Association of Alberta)
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February 22, 2012
Title
Darris Cameron (Financial Value Inc. and Privest Wealth Management)
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February 17, 2012
Title
Gene Rotstein (Dexterity Ventures Inc.)
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February 17, 2012
Title
Brenna Atnikov
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February 17, 2012
Title
Harold Geller and John Hollander (Doucet McBride LLP)
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February 17, 2012
Title
Travis Cadman (CBI Investment Ltd. and Frank Capital)
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February 16, 2012
Title
Ross Hahn (Swizzlesticks Enterprises LTD)
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February 15, 2012
Title
Merlin H. Chouinard (Sentinel Financial Management Corp.)
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February 15, 2012
Title
Lisa Kathleen (Full Circle Parenting)
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February 13, 2012
Title
Vince Valenti (Independent Planning Group Inc.)
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February 13, 2012
Title
Michael Ly
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February 8, 2012
Title
Michael P. McCloskey (Greenskeeper Asset Management)
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February 7, 2012
Title
Macdonald, Shymko & Company Ltd.
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February 2, 2012
Title
Brian Tang (Fundamental Research Corp.)
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February 2, 2012
Title
William H. Smith (Smith Law Corp)
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January 26, 2012
Title
Gordon Keep (Fiore Financial Corporation)
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December 13, 2011
Title
Jamie Coulter and David Melillo
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Comments Received (comment period due February 29, 2012 )