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Comment Letters for CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
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8 - Investment Funds
81-101 81-101CP
CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
Comment Letters for CSA Notice and Request for Comment: Implementation of Stage 3 of Point of Sale Disclosure for Mutual Funds - Point of Sale Delivery of Fund Facts
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Comments Received (comment period due May 26, 2014 )
Date
Comment Letters
June 26, 2014
Title
Yvan-Pierre Grimard (Le Mouvement des caisses Desjardins)
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June 26, 2014
Title
Neil Macdonald (ScotiaFunds)
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June 2, 2014
Title
Bill Haldane (BMO Financial Group)
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May 28, 2014
Title
Adrian Walrath (Investment Industry Association of Canada)
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May 28, 2014
Title
Jeffrey R. Carney (Mackenzie Financial Corporation)
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May 27, 2014
Title
Leo Salom (TD Wealth)
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May 26, 2014
Title
Michel Falk, Martin Lavigne, Nancy Paquet & Nathalie Lauzier (National Bank of Canada)
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May 26, 2014
Title
Neil Gross (Canadian Foundation for Advancement of Investor Rights)
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May 26, 2014
Title
Borden Ladner Gervais LLP
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May 26, 2014
Title
Greg Pollock & Harley Lockhart (Advocis)
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May 26, 2014
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada)
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May 26, 2014
Title
Fasken Martineau DuMoulin LLP
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May 26, 2014
Title
Jody Chilcott (Dynamic Funds)
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May 26, 2014
Title
Paul Walker (IFS TECH Inc.)
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May 26, 2014
Title
D. J. Burwell (Edward Jones)
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May 26, 2014
Title
Paul Bent (Canadian Imperial Bank of Commerce)
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May 26, 2014
Title
Eric Adelson (Invesco Ltd.)
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May 26, 2014
Title
Nathalie Pierre-Louis (Scotiabank)
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May 26, 2014
Title
Steven J. Donald (Assante Wealth Management)
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May 26, 2014
Title
Anthony Boright (InvestorPOS Inc.)
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May 26, 2014
Title
Kevin Bresler, Nick Cardinale, Ann David & Larry Neilsen (RBC)
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May 26, 2014
Title
Donna Bristow (Broadridge Financial Solutions, Inc.)
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May 23, 2014
Title
W. Sian Burgess & Robyn Mendelson (Fidelity Investments Canada ULC)
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April 30, 2014
Title
Connie Craddock (Investor Advisory Panel)
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April 11, 2014
Title
Ken Kivenko (Kenmar Associates)
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March 27, 2014
Title
Jean Lespérance
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6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
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OSC Bulletin
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Comments Received (comment period due May 26, 2014 )