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Comment Letters for Request for Comments on Implementation of Point of Sale Disclosure for Mutual Funds
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Securities law
Instruments, rules and policies
8 - Investment Funds
81-101 81-101CP
Request for Comments on Implementation of Point of Sale Disclosure for Mutual Funds
Comment Letters for Request for Comments on Implementation of Point of Sale Disclosure for Mutual Funds
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Comments Received (comment period due October 17, 2009 )
Date
Comment Letters
November 10, 2011
Title
Greg Pollock (Advocis)
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November 10, 2011
Title
Anthony Boright (InvestorPOS)
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November 10, 2011
Title
John E. Hall (Borden Ladner Gervais LLP)
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November 10, 2011
Title
Investor Advisory Panel
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November 10, 2011
Title
Nathalie Clark (Canadian Bankers Association)
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November 10, 2011
Title
Ian C.W. Russell (Investment Industry Association of Canada)
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November 10, 2011
Title
Canadian Foundation for Advancement of Investor Rights
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November 9, 2011
Title
Patricia Rosch (Broadridge Financial Solutions, Inc.)
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November 9, 2011
Title
Keith Summers (Canadian Advocacy Council for Canadian CFA Institute Societies)
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November 7, 2011
Title
W. Sian Burgess (Fidelity Investments)
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November 1, 2011
Title
Jon Cockerline (IFIC)
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August 15, 2011
Title
Ken Kivenko (Kenmar Associates) eMail
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October 20, 2009
Title
Peter J. Brady (Qtrade Financial Group)
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October 19, 2009
Title
Nathalie Clark (Canadian Bankers Association)
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October 19, 2009
Title
Charles R Sims (Mackenzie Financial Corporation)
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October 19, 2009
Title
Joe Killoran (investorism.com)
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October 19, 2009
Title
Clive Anderson (Manulife Securities Incorporated and Manulife Securities Investment Services Inc.)
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October 19, 2009
Title
Sian Burgess (Fidelity Investments Canada ULC)
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October 19, 2009
Title
Jean-Francois Gauthier
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October 19, 2009
Title
Oliver Murray (Brandes Investment Partners & Co.)
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October 19, 2009
Title
Philip Armstrong (MGI Funds Inc.)
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October 19, 2009
Title
Bill Williams
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October 19, 2009
Title
Ronald P. Harvey (Independent Planning Group)
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October 19, 2009
Title
John A. Adams (PFSL Investments Canada Ltd.)
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October 19, 2009
Title
David Velanoff (MGI Financial Inc.)
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October 19, 2009
Title
John G. Novachis (Investment Planning Counsel)
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October 19, 2009
Title
Mark Arthur (MGI Securities Inc.)
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October 19, 2009
Title
Dax Sukhraj (Keybase Financial Group Inc.)
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October 19, 2009
Title
Murray J. Taylor (Investors Group)
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October 17, 2009
Title
James Anderson
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October 17, 2009
Title
Anthony Boright (VAULT Solutions Inc.)
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October 17, 2009
Title
Eric J. Adelson (Invesco Trimark Ltd.)
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October 17, 2009
Title
Samantha Whitlow (Canadian Foundation for Advancement of Investor Rights)
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October 16, 2009
Title
Chris von Boetticher (CI Financial)
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October 16, 2009
Title
Jeanie Quirt Brown
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October 16, 2009
Title
Barbara Simpson (Rogers Group Financial)
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October 16, 2009
Title
Ian Russell (Investment Industry Association of Canada)
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October 16, 2009
Title
John Whaley (Independent Financial Brokers)
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October 16, 2009
Title
Yves Morency (Desjardins Federation des caisses du Quebec)
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October 16, 2009
Title
Judy Goldring (AGF Management Limited)
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October 16, 2009
Title
Peter G. Karavos (Simplifed Communications Group Inc.)
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October 16, 2009
Title
Carole Dagher (CIBC)
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October 16, 2009
Title
Grant Richmond, Anne Lockie, John Montalbano (RBC Dominion Securities Inc., Royal Mutual Funds Inc., Phillips, Hager & North Investment Funds Ltd.)
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October 16, 2009
Title
Carole Dagher (CIBC)
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October 16, 2009
Title
Mark Tiffin (Capital International Asset Management Canada Inc.)
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October 16, 2009
Title
William Chinkiwsky (Scotia Securities Inc.)
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October 16, 2009
Title
Rebecca A. Cowdery (Borden Lardner Gervais LLP)
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October 16, 2009
Title
Anne Valenti (Independent Planning Group Inc.)
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October 16, 2009
Title
Luc Labelle (Chambre De La Securite Financiere)
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October 16, 2009
Title
James Deeks (RESP Dealers Association of Canada)
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October 16, 2009
Title
Douglas Coulter (RBC Asset Management Inc.)
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October 16, 2009
Title
Susan Han (Miller Thomson LLP)
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October 16, 2009
Title
Patricia Rosch (Broadridge Investor Communication Solutions, Canada)
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October 16, 2009
Title
James S. Durnin (Assante Financial Management Ltd.)
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October 16, 2009
Title
Sharon Ranson (CI Investments Inc. and United Financial Corporation)
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October 16, 2009
Title
Greg Pollock and Kristan K. Birchard ((Advocis)
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October 16, 2009
Title
Brad Beuttenmiller (Franklin Templeton Investments Corp.)
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October 16, 2009
Title
Malcolm Fletcher (RocheBanyan)
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October 16, 2009
Title
Charles Guay (Banque Nationale Groupe Financier)
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October 15, 2009
Title
Thomas J. Dyck (TD Bank Financial Group)
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October 15, 2009
Title
Chris Horan (Assante Wealth Management)
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October 14, 2009
Title
Robert C. White (Tradex)
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October 14, 2009
Title
Linda Knight (BMO Investments Inc.)
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October 14, 2009
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada)
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October 14, 2009
Title
Ross Kappele (Guardian Group of Funds Ltd.)
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August 31, 2009
Title
Ken Kivenko (Small Investor Protection Association)
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August 26, 2009
Title
Joanne De Laurentiis (The Investment Fund Institute of Canada)
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2 - Certain Capital Market Participants
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6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
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OSC Bulletin
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Check before you invest
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Comments Received (comment period due October 17, 2009 )