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Comment Letters for Notice and Request for Comments: NI 81-106 and Companion Policy 81-106CP
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8 - Investment Funds
81-106
Notice and Request for Comments: NI 81-106 and Companion Policy 81-106CP
Comment Letters for Notice and Request for Comments: NI 81-106 and Companion Policy 81-106CP
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Comments Received (comment period due December 19, 2002 )
Date
Comment Letters
April 30, 2003
Title
Priscilla Healy (ACPM)
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April 1, 2003
Title
Jennifer Northcote (Stikeman Elliot)
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March 13, 2003
Title
Jill W. McFarlane (Irwin, White & Jennings)
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March 2, 2003
Title
Ronald L. Robins
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February 28, 2003
Title
Cathy Mullen
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February 27, 2003
Title
Lisa Hayles
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February 25, 2003
Title
Alastair Farrugia
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February 24, 2003
Title
Christie Stephenson
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February 24, 2003
Title
David Simpson (Interpraxis)
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February 21, 2003
Title
Ethical Investors Group
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February 5, 2003
Title
Allan Gregory
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February 4, 2003
Title
Sian Brown, Dinaz Dadyburjor, Ann Savege (Mackenzie Financial Corporation)
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January 21, 2003
Title
Jeffrey M. Larsen (Canadian Imperial Bank of Commerce)
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January 16, 2003
Title
Daniel Iggers (CBA)
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January 13, 2003
Title
Ken Kivenko (SIPA)
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January 3, 2003
Title
Don S. Panchuk (Phillips, Hager & North Investment Management Ltd.)
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December 24, 2002
Title
Michael Burns (McMillan Binch for AIMA)
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December 23, 2002
Title
Alan G. Weelden (KPMG)
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December 23, 2002
Title
Thomas A. Hockin (IFIC)
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December 19, 2002
Title
Connie Stefankiewicz (BMO Nesbitt Burns)
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December 19, 2002
Title
Guy Dallaire (Federation des caisses Desjardins du Quebec)
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December 19, 2002
Title
Peter S. Bowen (Fidelity Investments Canada Limited)
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December 19, 2002
Title
Edgar Legzdins (BMO Investment Inc.)
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December 19, 2002
Title
Joe Yassi (PFSL Investments Canada Ltd.)
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December 19, 2002
Title
Gil Yaron (SHARE)
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December 19, 2002
Title
Mark George & Don Barkley (Scholoarship Consultants of North America Ltd.)
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December 19, 2002
Title
David L. Yu & Georgene B. Palacky (AIMR)
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December 19, 2002
Title
Jacqueline Gardner (Altamira Investment Services Inc.)
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December 19, 2002
Title
Robert F. MacLellan (TD Wealth Management/TD Asset Management/TD Waterhouse Canada)
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December 19, 2002
Title
Edward J. Waitzer (Stikeman Elliot)
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December 19, 2002
Title
Kathleen Ward (Stikeman Elliot)
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December 19, 2002
Title
Grant Patterson (McLean Budden Ltd.)
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December 19, 2002
Title
Paul Sabourin (Polar Securities Inc.)
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December 19, 2002
Title
Douglas Crocker (Highstreet Asset Management Inc.)
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December 19, 2002
Title
Jay Heller & Dale Patterson (Association of Labour Sponsored Investment Funds)
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December 19, 2002
Title
Robert Weppler (Elliot & Page Limited)
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December 19, 2002
Title
F. R. Hewett (MD Funds Management Inc.)
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December 19, 2002
Title
Louis Chartrain (Fiducie Desjardins)
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December 18, 2002
Title
Eugene Ellmen (Social Investment Organization)
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December 18, 2002
Title
J. C. Massar
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December 18, 2002
Title
Jow Lee (Rosseau Asset Management Ltd.)
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December 17, 2002
Title
Sheldon Meyers (Canadian Life and Health Insurance Association Inc.)
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December 17, 2002
Title
Jeff Ekstein (Government Affairs)
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December 17, 2002
Title
R. Ian Niven (BMO Harris Private Banking)
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December 16, 2002
Title
Gavin Foo (Clarington Funds Inc.)
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December 16, 2002
Title
Warren V. Collier (Barclays Global Investors Canada Limited)
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December 15, 2002
Title
Moira Hutchinson
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December 15, 2002
Title
Sylvie Boustie
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December 13, 2002
Title
Steve Rostowsky (Guardian Group of Funds Ltd.)
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November 21, 2002
Title
Robert Tattersall (Howson Tattersall Investment Counsel)
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November 1, 2002
Title
Evan Cambray (PESDA)
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October 15, 2002
Title
Ed Waitzer (on behalf of ADP)
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1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
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5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
Proposed instruments, rules and policies
Orders, rulings and decisions
Blanket orders
Delegation orders
OSC Bulletin
Filing documents online
Back
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Reporting issuer and issuer forms
Tribunal
Investors
Back
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Back
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Check before you invest
OSC in the Community
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Investor Advisory Panel meeting agendas
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Submissions by the Investor Advisory Panel
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Back
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Back
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Individuals or companies with unpaid OSC sanctions
Cease trade and freeze orders
Mediation program
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Back
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Submit a whistleblower report
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OSC QuadrigaCX report
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OSC Dialogue 2024: Inviting, thriving and secure capital markets
OSC Dialogue 2023: Regulating with Purpose
OSC Dialogue 2021: Creating Conditions for Growth
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Comments Received (comment period due December 19, 2002 )