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Comment Letters for Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
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8 - Investment Funds
81-406
Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
Comment Letters for Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
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Comments Received (comment period due December 23, 2008 )
Date
Comment Letters
January 23, 2009
Title
Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
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December 23, 2008
Title
Alan C. Harbinson (Scotia Securities Inc.)
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December 23, 2008
Title
Marie Phillips (Bick Financial Security Corporation)
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December 23, 2008
Title
Eric J. Adelson (Invesco Trimark)
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December 23, 2008
Title
Patricia Rosch (Broadridge Financial Solutions Inc.)
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December 23, 2008
Title
Judy Goldring (AGF Management Ltd.)
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December 23, 2008
Title
Stuart P. Hensman, William Harding, Christopher Hopper and Sharon Ranson (Board of Governors for Investment Funds Managed By CI Investments Inc. and United Financial Corporation)
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December 23, 2008
Title
Brad Beuttenmiller (Franklin Templeton Investments Corp.)
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December 23, 2008
Title
Nadia Cardozo (International Capital Management)
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December 23, 2008
Title
J. G. (Gerry) Connor (Connor Financial Corporation)
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December 23, 2008
Title
Rebecca A. Cowdery, Donna Spagnolo, Steve Thomas, Jason J. Brooks, Francois Brais (Borden Ladner Gervais LLP)
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December 23, 2008
Title
Manuel DaSilva (Canfin Magellan Investments Inc.)
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December 23, 2008
Title
W. Sian Burgess (Fidelity Investments Canada ULC)
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December 23, 2008
Title
David Blanchard (MD Management Limited)
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December 23, 2008
Title
Oliver Murray (Brandes Investment Partners & Co.)
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December 23, 2008
Title
John A. Adams (PFSL Investments Canada Ltd.)
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December 23, 2008
Title
Stephen J. Geist, Thomas S. Monahan, Wayne S. Ralph, Carole Dagher (CIBC)
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December 22, 2008
Title
Clive V. Anderson (Manulife Securities Inc. & Manulife Securities Investment Services Inc.)
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December 22, 2008
Title
Ian C. W. Russell (Investment Industry Association of Canada)
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December 22, 2008
Title
Darcy M. Lake (BMO Investments Inc.)
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December 22, 2008
Title
Peter W. Anderson (CI Investments Inc.)
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December 22, 2008
Title
Gary Reamey (Edward Jones)
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December 22, 2008
Title
Robert C. White (Tradex Management Inc.)
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December 19, 2008
Title
Grant Richmond (RBC Dominion Securities Inc.), Anne Lockie (Royal Mutual Funds Inc.), John Montalbano (Phillips, Hager & North Investment Funds Ltd.)
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December 19, 2008
Title
Mark Tiffin (Capital International Asset Management (Canada), Inc.)
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December 19, 2008
Title
Brenda J. Vince (RBC Asset Management Inc.)
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December 19, 2008
Title
Greg Pollock & Kris Birchard (Advocis)
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December 19, 2008
Title
Nathalie Clark (Canadian Bankers Association)
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December 19, 2008
Title
Charles R. Sims (Mackenzie Financial Corporation)
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December 19, 2008
Title
John J. De Goey (Burgeonvest Securities Limited)
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December 19, 2008
Title
Peter A. Lewis (RESP Dealers Association of Canada)
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December 18, 2008
Title
Frank Hurst (Assante Wealth Management)
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December 18, 2008
Title
Murray J. Taylor (Investors Group)
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December 18, 2008
Title
Daniel D. Bowering (Blackmont Capital Inc.)
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December 18, 2008
Title
John G. Novachis (Investment Planning Counsel)
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December 18, 2008
Title
Ossie Fisher (Professional Investments (Kingston) Inc.)
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December 18, 2008
Title
Dax Sukhraj (Keybase Financial Group Inc.)
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December 18, 2008
Title
John Simpson (Brownstone Investment Planning Inc.)
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December 18, 2008
Title
Yves Morency (Federation des caisses Desjardins du Quebec)
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December 17, 2008
Title
John Whaley (Independent Financial Brokers of Canada)
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December 17, 2008
Title
John Whaley (Independent Financial Brokers of Canada)
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December 16, 2008
Title
Timothy P. Pinnington (TD Bank Financial Group)
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December 15, 2008
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada)
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December 12, 2008
Title
John McLeod (Irwin, White & Jennings)
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December 2, 2008
Title
Anne Valenti (Independent Planning Group Inc.)
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November 24, 2008
Title
Joanne De Laurentiis (The Investment Funds Institute of Canada)
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November 19, 2008
Title
Stan I. Buell (Small Investor Protection Association)
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November 18, 2008
Title
Randy Ambrosie (AGF Funds Inc.), Rob Strickland (Fidelity Investments Canada ULC), Peter Intraligi (Invesco Trimark Ltd.) & Don Reed (Franklin Templeton Investments Corp.)
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7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
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OSC Bulletin
Filing documents online
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Check before you invest
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Cease trade and freeze orders
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Submit a whistleblower report
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Comments Received (comment period due December 23, 2008 )