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Comment Letters for Notice of Request for Comments: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
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Securities law
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8 - Investment Funds
81-406
Notice of Request for Comments: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
Comment Letters for Notice of Request for Comments: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
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Comments Received (comment period due October 15, 2007 )
Date
Comment Letters
November 1, 2007
Title
David C. Pauli (CI Investments)
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November 1, 2007
Title
Scotia McLeod
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October 23, 2007
Title
Alison Fletcher (Berkshire Group)
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October 19, 2007
Title
Borden Ladner Gervais
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October 19, 2007
Title
Oliver Murray (Brandes Investment Partners)
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October 15, 2007
Title
David Agnew (Ombudsman)
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October 15, 2007
Title
John Whaley (Independent Financial Brokers)
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October 15, 2007
Title
Robert C. White (Tradex)
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October 15, 2007
Title
Brad Beuttenmiller (Franklin Templeton Investments)
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October 15, 2007
Title
Julie Leefe
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October 15, 2007
Title
Michael S. Greer (FundEX Investments Inc.)
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October 15, 2007
Title
Tony Bagnato (RBC Insurance)
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October 15, 2007
Title
George Henry (Acuity)
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October 15, 2007
Title
Paolo Cifelli (BMO Mutual Funds)
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October 15, 2007
Title
Charles R. Sims (Mackenzie Financial Corporation)
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October 15, 2007
Title
Luc Labelle (Chambre de la Sécuritié Financieré)
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October 15, 2007
Title
Steve Howard (Advocis)
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October 15, 2007
Title
John J. De Goey
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October 15, 2007
Title
Renée Morin (Morningstar Canada)
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October 15, 2007
Title
Blair Carey (CFA Canadian Advocacy Council)
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October 15, 2007
Title
Mark S. Kent (Portfolio Strategies)
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October 15, 2007
Title
Terri Troy (Pension Investment Association of Canada)
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October 15, 2007
Title
Denis Devos (Great West Life)
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October 15, 2007
Title
Murray Taylor (Investors Group)
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October 15, 2007
Title
Sandra L. Kegie (Federation of Mutual Fund Dealers)
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October 15, 2007
Title
Canadian Life and Health Insurance Association Inc.
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October 15, 2007
Title
Kevin P. Dougherty (Sun Life Financial)
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October 15, 2007
Title
Monique Tremblay (Desjardins Financial Security)
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October 15, 2007
Title
W. Sian Burgess (Fidelity Investments)
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October 15, 2007
Title
J. Roy Firth (Elliot & Page)
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October 15, 2007
Title
Patricia Rosch (Broadridge)
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October 15, 2007
Title
D. G. Hogeboom (Empire Life)
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October 15, 2007
Title
Manuel G. DaSilva (Canfin Financial Group)
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October 15, 2007
Title
Steve Meehan (Investment Planning Counsel)
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October 15, 2007
Title
Daniel Iggers (Canadian Bankers Association)
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October 15, 2007
Title
John S. Montalbano (Philips, Hager & North)
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October 15, 2007
Title
Rick Rausch (Quadrus)
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October 15, 2007
Title
Bob Malcolm (Legacy Associates Inc.)
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October 15, 2007
Title
Michael Banham (Sun Life Financial)
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October 15, 2007
Title
Tom Hamza (Investor Education Fund)
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October 15, 2007
Title
George Aguiar (GP Wealth Management)
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October 15, 2007
Title
Paige L. Ward (Mutual Fund Dealers Association of Canada)
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October 15, 2007
Title
Simon Witney (Cannacord Capital Corporation)
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October 15, 2007
Title
Charles Guay (National Bank)
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October 15, 2007
Title
Korina Rennie (Canaccord Capital Corporation)
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October 15, 2007
Title
Stephen J. Geist (CIBC)
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October 15, 2007
Title
Yvon Charest (Industrial Alliance)
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October 15, 2007
Title
Jack Garramone (Sun Life Financial)
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October 15, 2007
Title
Paul Rooney (Manulife Financial)
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October 15, 2007
Title
Marie Phillips (Bick Financial Security Corporation)
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October 15, 2007
Title
Susan M. Olson (Investment Company Institute)
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October 12, 2007
Title
Paul Reaburn (Transamerica Life Canada)
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October 12, 2007
Title
Tom Tinsley (Coast Capital Savings)
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October 12, 2007
Title
Bill Braithwaite #2
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October 12, 2007
Title
Brett Simpson (Rogers Group Financial)
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October 12, 2007
Title
Timothy P. Pinnington (TD Bank Financial Group)
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October 12, 2007
Title
David Agnew (RBC Distributors)
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October 12, 2007
Title
Tom Bradley (Steadyhand Investment Funds Inc.)
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October 12, 2007
Title
Brenda Vince (RBC Asset Management Inc.)
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October 10, 2007
Title
Judy Goldring (AGF Funds Inc.)
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October 10, 2007
Title
Jim Langille (Investia Financial Services Inc.)
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October 10, 2007
Title
Andy Mitchell (Worldsource Financial Management)
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October 10, 2007
Title
Don Ross
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October 9, 2007
Title
Todd Dogie (Jones, Gable & company Limited)
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October 9, 2007
Title
Tony Paine
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October 5, 2007
Title
Daniella Dimitrov (Raymond James Ltd.)
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October 5, 2007
Title
Michelle Alexander
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October 2, 2007
Title
James Gies
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October 2, 2007
August 29, 2007
Title
Lori Smyth
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August 28, 2007
Title
Robert C. White (Tradex Management Inc.)
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August 15, 2007
Title
Ed Andrews
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August 15, 2007
Title
Jeff Dumanski (Primerica)
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August 15, 2007
Title
John A. Adams (PFSL Investments)
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August 1, 2007
Title
Ken Kivenko (Portfolio Analytics)
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July 6, 2007
Title
Denis Lapointe (Valeurs mobilières Dundee)
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July 5, 2007
Title
Ken Kivenko (Kenmar)
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June 29, 2007
Title
Bill Braithwaite
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June 25, 2007
Title
William Lutz
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June 21, 2007
Title
Wayne Scott
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June 20, 2007
Title
Joe Killoran
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June 19, 2007
Title
Jean-François G. Labbé (Investia Services Financiers Inc.)
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June 18, 2007
Title
Sandra Gagnon
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7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
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OSC Bulletin
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Comments Received (comment period due October 15, 2007 )