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Comment Letters for CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
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Securities law
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8 - Investment Funds
81-407
CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
Comment Letters for CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
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Comments Received (comment period due April 12, 2013 )
Date
Comment Letters
May 27, 2013
Title
Annette L. MacDonald
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May 24, 2013
Title
Jordy Chilcott (GCIC Jordy Chilcott (GCIC Ltd.)
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April 28, 2013
Title
Andrew Todd
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April 26, 2013
Title
Brad Beuttenmiller (Franklin Templeton Investments Corp.)
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April 18, 2013
Title
La Chambre de la Sécurité Financière
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April 17, 2013
Title
Mike Pedersen (TD Bank Group)
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April 12, 2013
Title
Andrew Teasdale
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April 12, 2013
Title
Greg Pollock & Harley Lockhart (Advocis, The Financial Advisors Association of Canada)
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April 12, 2013
Title
John Whaley (Independent Financial Brokers)
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April 12, 2013
Title
Noel Archard (BlackRock Asset Management Canada Limited)
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April 12, 2013
Title
Frank Blackman (ING Direct Asset Management Limited)
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April 12, 2013
Title
Mark S. Yamada (PUR Investing Inc.)
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April 12, 2013
Title
Robert Kirwin (MD Physician Services Inc.)
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April 12, 2013
Title
James Daw
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April 12, 2013
Title
Nancy Averill, Paul Bates, Stan Buell, Connie Craddock, Alan Goldhar, Ken Kivenko, Cary List (Investor Advisory Panel)
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April 12, 2013
Title
Tom Bradley (Steadyhand Investment Funds)
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April 12, 2013
Title
Steven J. Donald (Assante Wealth Management)
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April 12, 2013
Title
Derek J. Green (CI Investments Inc.)
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April 12, 2013
Title
Vicken Kazazian (Sun Life Financial Investment Services (Canada) Inc.) (English)
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April 12, 2013
Title
Vicken Kazazian (Sun Life Financial Investment Services (Canada) Inc.) (French)
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April 12, 2013
Title
Brenda M. O'Connor (Credit Union Central of Canada)
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April 12, 2013
Title
Cary List (Financial Planning Standards Council)
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April 12, 2013
Title
James S. Durnin (Assante Financial Management Ltd.)
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April 12, 2013
Title
Oliver Murray & Carol Lynde (Brandes Investment Partners & Co.)
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April 12, 2013
Title
Michelle Alexander (Investment Industry Association of Canada)
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April 12, 2013
Title
Sandra L. Kegie (Association of Canadian Compliance Professionals)
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April 12, 2013
Title
François Bruneau & Nathalie Girard (Groupe Cloutier Investissements Inc.)
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April 12, 2013
Title
Katie Walmsley & Scott Mahaffy (Portfolio Managment Association of Canada)
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April 12, 2013
Title
Eric Adelson (Invesco Canada Ltd.)
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April 12, 2013
Title
Paul Lorentz & Jennifer Mercanti (Manulife Asset Mangement Limited)
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April 12, 2013
Title
Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
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April 12, 2013
Title
Charles R. Sims (Mackenzie Financial Corporation)
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April 12, 2013
Title
Atul Tiwari (Vangaurd Investments Canada Inc.)
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April 12, 2013
Title
David Scandiffio (Industrial Alliance Insurance and Financial Services Inc.) (English)
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April 12, 2013
Title
David Scandiffio (Industrial Alliance Insurance and Financial Services Inc.) (French)
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April 12, 2013
Title
Pat Dunwoody (Canadian Exchange-Traded Fund Association)
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April 12, 2013
Title
John J. De Goey
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April 12, 2013
Title
Yvan-Pierre Grimard (Mouvement des caisses Desjardins)
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April 12, 2013
Title
Michael Stanley (Quadrus Investment Services Ltd.)
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April 12, 2013
Title
Kim Thompson (Credential Financial Inc.)
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April 12, 2013
Title
Eddy Mezzetta (Canadian Imperial Bank of Commerce)
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April 12, 2013
Title
Scott C. MacKenzie (Morningstar Canada)
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April 12, 2013
Title
John A. Adams (PFSL Investment Canada Ltd)
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April 12, 2013
Title
W. Sian Burgess (Fidelity Investments Canada ULC)
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April 12, 2013
Title
Sandra L. Kegie (Federation of Mutual Fund Dealers)
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April 12, 2013
Title
Christopher Reynolds (Investment Planning Counsel Inc.)
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April 12, 2013
Title
Robert K. MacKenzie
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April 12, 2013
Title
Murray J. Taylor (Investors Group Inc.)
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April 12, 2013
Title
Laura Thompson (Money Concepts)
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April 12, 2013
Title
David Feather & Samir Khan (Russell Investments)
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April 12, 2013
Title
Mark Bandrauk (PEAK Financial Group Inc.)
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April 12, 2013
Title
Joanne De Laurentis (The Investment Funds Institute of Canada)
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April 12, 2013
Title
Mark Adams (AGF Investments Inc.)
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April 11, 2013
Title
John Hall, Lynn McGrade & Rebecca Cowderry (Borden Ladner Gervais LLP)
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April 11, 2013
Title
Luc Paiement (National Bank of Canada)
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April 11, 2013
Title
Susan Christoffersen (Joseph L. Rotman School of Management)
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April 11, 2013
Title
Glenn Belanger
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April 10, 2013
Title
Joanna Robertson (Robertson-Devir)
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April 10, 2013
Title
Darcy Lake (BMO Financial Group)
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April 10, 2013
Title
Keith Ambachtsheer (Rotman School of Management, University of Toronto & Rotman International Centre for Pension Management)
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April 9, 2013
Title
Ben Yevzeroff
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April 5, 2013
Title
Ada Litvinov (Canadian Advocacy Council for Canadian CFA Institute Societies)
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April 4, 2013
Title
George Lewis & David McKay (RBC Global Asset Management Inc.; RBC Dominion Securities Inc.; Royal Mutual Funds Inc.; RBC Direct Investing Inc.; RBC Phillips, Hager & North Investment Counsel Inc.; and Phillips, Hager & North Investment Funds Ltd.)
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April 4, 2013
Title
Mark Tiffin (Capital International Asset Management (Canada) Inc.)
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April 3, 2013
Title
Vince Valenti (Independent Planning Group Inc.)
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April 2, 2013
Title
Peter Whitehouse & Yvonne Whitehouse
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March 28, 2013
Title
William Schalle
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March 28, 2013
Title
Cyril Fleming
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March 26, 2013
Title
Art Ross
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March 21, 2013
Title
Debra McFadden
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March 18, 2013
Title
David Stanley
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March 17, 2013
Title
Larry Elford
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March 15, 2013
Title
Al Poulin (Al Poulin & Associates Financial Services)
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March 5, 2013
Title
Jean-François Robert
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February 21, 2013
Title
Bea White
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February 19, 2013
Title
Andy A
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February 11, 2013
Title
Alex Green
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February 8, 2013
Title
Craig Montgomery
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February 4, 2013
Title
Garry R. Moore (Moore, Garry R - Solutions Inc.)
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February 1, 2013
Title
Wayne S. Kubasek
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January 24, 2013
Title
Ali S
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January 17, 2013
Title
Joe Lee
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January 16, 2013
Title
Philip Koning
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January 13, 2013
Title
Alan Sevigny
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January 11, 2013
Title
William Charboneau
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January 3, 2013
Title
Bill Graham
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December 21, 2012
Title
Ja Du
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December 17, 2012
Title
John Cook
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December 17, 2012
Title
Ken Kivenko (Kenmar Associates)
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December 17, 2012
Title
Richard Taylor
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December 16, 2012
Title
Rick Baker
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December 15, 2012
Title
Flavelle Barrett
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December 15, 2012
Title
Tiina Baumbach
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December 14, 2012
Title
Curt Sellors (Sellors & Associates)
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December 14, 2012
Title
Victor N.J. Basarowich
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December 14, 2012
Title
Phyllis Boyd
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December 14, 2012
Title
Rev. Mark Fleming
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December 14, 2012
Title
Peter Redolfi
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December 14, 2012
Title
Daniel McDonald
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Comments Received (comment period due April 12, 2013 )