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Orders, rulings and decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bids, enforcement proceedings and other matters. 

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

Use our Tribunal proceedings search for orders, decisions and other documents relating to Tribunal proceedings.

Visit the automatically reciprocated orders and settlement agreements section of this website to find information on, and to access, certain orders and settlement agreements made by other Canadian securities regulatory authorities that are automatically reciprocated in Ontario as if they were made by the Capital Markets Tribunal or the Commission themselves.

Search for orders, rulings and decisions

Publishing Date (MM/DD/YYYY)
Results 11461 - 11480 of 14539
Date
Title
Instrument
Document Type
Related to
Loan and Trust Corporations Act
Approval
Investment funds and structured products
Regulation (Securities Act)
Order
Registrants
42-303, 51-102, 52-107
Decision
Issuers, Registrants
Securities Act
MRRS Decision
Issuers
Securities Act
MRRS Decision
Issuers
13-502, Securities Act
Ruling
Issuers
Securities Act, Regulation (Securities Act)
Decision
Issuers
Commodity Futures Act, Cooperative Credit Associations Act
Order
Registrants
13-502, Securities Act
Order
Investment funds and structured products
Securities Act
Decision
Issuers
Business Corporations Act, Securities Act, United States Securities Act of 1933, Trust Indenture Act of 1939
Order
Issuers
13-502, Securities Act, 13-101
Order
Investment funds and structured products
31-501
Order
Registrants
52-107
Decision
Issuers, Registrants
51-102
MRRS Decision
Issuers
Securities Act
Decision
Issuers
Loan and Trust Corporations Act
Approval
Investment funds and structured products
Regulation (Securities Act)
MRRS Decision
Registrants
Securities Act
MRRS Decision
Issuers