IIROC recognition and other orders

IIROC Recognition Order is no longer in effect and has been replaced by the CIRO Recognition Order.

2022

Notice of Commission Order – Approval of Application regarding the IIROC Restricted Fund – Investment Industry Regulatory Organization of Canada (IIROC)
Investment Industry Regulatory Organization of Canada – s. 21.1(4)

2021

Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Variation and Restatement of IIROC Recognition Order – s. 144 of the Act and s. 78(1) of the CFA (effective April 1, 2021)

IIROC recognition orders

2018

Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)
Investment Industry Regulatory Organization of Canada – s. 144 of the Act and s. 78(1) of the CFA

2013

IIROC – s. 147 of the Act and s. 80 of the CFA

2010

Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)

2009

Assignment of Powers and Duties of the Director to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)

2008

Notice of Revocation, Assignment, and Approval – Assignment of Powers and Duties to Investment Industry Regulatory Organization of Canada (IIROC)
Notice of Approval – Recognition of the Investment Industry Regulatory Organization of Canada (IIROC)
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Schedule A.1 to IIROC Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Schedule B.1 to IIROC Transition Rule No. 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC – Variation and Restatement of Recognition Order – s. 144 of the Securities Act and s. 78(1) of the CFA
Notice and Request for Comments – Application for Recognition of New Regco
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