Notice of Commission Approval – Variation and Restatement of Recognition Order – Investment Industry Regulatory Organization of Canada (IIROC)

IIROC recognition and other orders

 

The Commission issued an order (Variation Order) pursuant to section 144 of the Securities Act (Ontario) and subsection 78(1) of the Commodity Futures Act (Ontario), varying and restating an order dated May 16, 2008, as amended May 28, 2010, March 9, 2018 and October 22, 2020 recognizing IIROC as a self-regulatory organization.

The Variation Order clarifies and updates IIROC’s terms and conditions of recognition and reporting requirements.

The Variation Order comes into effect on April 1, 2021 and is also published on the OSC website and in Chapter 2 of the OSC Bulletin, dated March 25, 2021.