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Instruments, rules and policies

Proposed and final instruments, rules, policies, and other regulatory documents which govern the capital markets in Ontario can all be searched from this page.

CSA Notice and Request for Comment – Proposed Amendments to Multilateral Instrument 13-102 System Fees
OSC Notice 11-799 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year 2025-2026
OSC Staff Notice 11-7100 - Delegation of Registration Function to CIRO
CSA Notice of Republication and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers
CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for the Fiscal Years Ended March 31, 2024 and March 31, 2023
OSC Staff Notice 81-736 - Summary Report for Investment Fund and Structured Product Issuers

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Instruments, rules and policies are grouped by subject according to the Canadian Securities Administrators (CSA) numbering system.

1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
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Frequently used instruments, rules and policies