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Instruments, rules and policies

Proposed and final instruments, rules, policies, and other regulatory documents which govern the capital markets in Ontario can all be searched from this page.

CSA Staff Notice 11-312 (Revised) National Numbering System
OSC Staff Notice 33-757 – Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements
OSC Staff Notice 51-736 – Corporate Finance Division 2024 Annual Report
CSA Staff Notice 13-315 (Revised) – Securities Regulatory Authority Closed Dates 2025
CSA Staff Notice and Consultation 11-348 - Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
CSA Notice regarding Coordinated Blanket Order 51-931 – Temporary Exemption from Requirements in National Instrument 51-102 Continuous Disclosure Requirements and National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to Send Certain Proxy-Related Materials During a Postal Strike

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Instruments, rules and policies are grouped by subject according to the Canadian Securities Administrators (CSA) numbering system.

1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered

Frequently used instruments, rules and policies