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Comment Letters for Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules
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2 - Certain Capital Market Participants
21-101
Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules
Comment Letters for Request for Comments: Notice of Proposed Amendments to NI 21-101 - Marketplace Operation and NI 23-101 - Trading Rules
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Comments Received (comment period due June 16, 2011 )
Date
Comment Letters
July 5, 2011
Title
Randee Pavalow (Alpha Group) eMail
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June 20, 2011
Title
Thomas Kalafatis (CIBC World Markets Inc.)
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June 17, 2011
Title
Greg Mills (RBC Dominion Securities Inc.) eMail
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June 16, 2011
Title
David Panko (TD Securities) eMail
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June 16, 2011
Title
Torstein Braaten (TriAct Canada Marketplace LP)
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June 16, 2011
Title
Chi-X Canada
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June 16, 2011
Title
Kevan Cowan (TMX Group Inc.)
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June 16, 2011
Title
Craig Gaskin (TD Asset Management Inc.)
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June 15, 2011
Title
Cindy Petlock (CNSX Markets Inc.)
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June 14, 2011
Title
Robert Young and Sophia Lee (Liquidnet Canada Inc.)
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June 14, 2011
Title
Susan Copland (Investment Industry Association of Canada)
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June 13, 2011
Title
Aubrey Baillie (CanDeal)
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Comments Received (comment period due June 16, 2011 )