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Comment Letters for Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
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23-312
Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
Comment Letters for Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades
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Comments Received (comment period due May 31, 2012 )
Date
Comment Letters
May 31, 2012
Title
Susan Copland (Investment Industry Association of Canada)
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May 31, 2012
Title
Mark Faulkner (CNSX Markets Inc.)
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May 30, 2012
Title
Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
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May 28, 2012
Title
Kevin LeBlanc (TD Asset Management Inc.)
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May 9, 2012
Title
Thomas Kalafatis and James Beattie (CIBC World Markets Inc.)
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March 19, 2012
Title
Fred E. Sommers (OpsRisk Limited)
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Comments Received (comment period due May 31, 2012 )