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Comment Letters for CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
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2 - Certain Capital Market Participants
23-323
CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
Comment Letters for CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
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Comments Received (comment period due February 1, 2019 )
Date
Comment Letters
April 11, 2019
Title
Jessica Mitchell (Tri View Capital Ltd.)
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March 20, 2019
Title
Torys LLP
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March 18, 2019
Title
Brian Koscak (Pinnacle Wealth Brokers Inc.)
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March 11, 2019
Title
Independent Trading Group
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March 8, 2019
Title
Pat Dunwoody (Canadian Exchange-Traded Fund Association)
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March 8, 2019
Title
Cindy Petlock (NEO Exchange Inc.)
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March 5, 2019
Title
Louis Marcotte (Intact Financial Corporation)
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March 4, 2019
Title
Ronald Schwass (Wildeboer Dellelce LLP)
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March 4, 2019
Title
Jenna Hay (Lending Loop)
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March 4, 2019
Title
Jason Jardine (Leede Jones Gable Inc.)
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March 4, 2019
Title
Margaret Gunawan (BlackRock Asset Management Canada Limited (BlackRock Canada))
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March 4, 2019
Title
John McKinlay (CME Group Inc.)
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March 4, 2019
Title
FNT 104 Financial Services Regulatory Landscape and RegTech Class S(eneca Colleage School of Accounting and Financial Services)
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March 1, 2019
Title
Richard Carleton (CNSX Markets Inc.)
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March 1, 2019
Title
Deanna Dobrowsky (TMX Group Limited)
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March 1, 2019
Title
Cheryl Graden (TMX Group Limited)
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March 1, 2019
Title
Anthony Couture (Silver Maple Ventures inc. (dba FrontFundr)
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March 1, 2019
Title
Bernard Letendre and Rick Annaert (Manulife)
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March 1, 2019
Title
Martin Gagnon (National Bank of Canada)
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March 1, 2019
Title
Leo Salom (TD Wealth)
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March 1, 2019
Title
Kevin Sampson (TMX Group Limited)
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March 1, 2019
Title
Heather Killian (CIBC Capital Markets)
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March 1, 2019
Title
Tim Currie (Susan Copland (CI Investments Inc.)
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March 1, 2019
Title
Craig Asano (National Crowdfunding & Fintech Association of Canada)
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March 1, 2019
Title
David Gilkes, Nadine Milne, Brian Koscak, Frank Laferriere, Craig Skauge and Georgina Blanas (The Private Capital Markets Association of Canada)
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March 1, 2019
Title
Rebecca A. Cowdery and Manoj Pundit (Borden Ladner Gervais LLP)
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March 1, 2019
Title
Susan Copland (Investment Industry Association of Canada)
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March 1, 2019
Title
Nasdaq Canada
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March 1, 2019
Title
Fidae Abbas (Fidelity (Canada) Asset Management ULC)
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March 1, 2019
Title
Janet Holmes (AUM Law)
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March 1, 2019
Title
Jamie Anderson (CNSX Markets Inc.)
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March 1, 2019
Title
Christine J. Prudman (Xplornet Communications Inc.)
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March 1, 2019
Title
Robert Lemon (CIBC World Markets Inc.)
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March 1, 2019
Title
Mark Wilkinson and David Archer (Citadel Securities Canada)
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March 1, 2019
Title
Daniella MacDonald (Nicola Wealth Management Ltd.)
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March 1, 2019
Title
Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies)
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March 1, 2019
Title
Daniella Shteynfeld (Refinitiv, on behalf of Thomson Reuters (SEF) LLC and Reuters Transaction Services Limited)
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March 1, 2019
Title
Chris Donnelly (Manulife Financial Corporation)
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March 1, 2019
Title
Lisa McDonald (PDAC)
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March 1, 2019
Title
James Kemp (The Global Foreign Exchange Division of the Global Financial Markets Association)
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March 1, 2019
Title
CSTA Trading Issues Committee (The Canadian Security Traders Association, Inc.)
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March 1, 2019
Title
Tyler Gellasch (Healthy Markets Association)
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March 1, 2019
Title
Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
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March 1, 2019
Title
Rhonda Starkman
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March 1, 2019
Title
Robert Sklar (Fidelity Investments Canada ULC)
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March 1, 2019
Title
Mark Adams (AGF Investments Inc.)
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March 1, 2019
Title
Independent Trading Group
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March 1, 2019
Title
Rich Steiner (RBC Dominion Securities Inc., Capital Markets and Wealth Management)
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March 1, 2019
Title
Doug Clark (Virtu ITG Canada Corp.)
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March 1, 2019
Title
Michelle Alexander (The Investment Industry Association of Canada)
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March 1, 2019
Title
Canadian Advocacy Council for Canadian CFA Institute Societies
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March 1, 2019
Title
Andrew Fitzpatrick (AVP Government Relations & Strategic Policy of the Great-West Life Assurance Company)
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March 1, 2019
Title
Laura Hewitt (Sun Life Financial)
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March 1, 2019
Title
Alex S. Holtan and Blair Page Scott (The Canadian Commercial Energy Working Group)
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March 1, 2019
Title
David Hetherington (Mackie Research Capital Corporation)
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March 1, 2019
Title
Paul C. Bourque (The Investment Funds Institute of Canada)
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March 1, 2019
Title
Katherine Darras (International Swaps and Derivatives Association, Inc.)
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March 1, 2019
Title
Canadian Bankers Association
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March 1, 2019
Title
Raj Vijh (Lysander Funds Limited)
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March 1, 2019
Title
Claire Van Wyk Allan, Stacy McLean, Francesca Smirnakis, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier and Supriya Kapoor (Alternative Investment Management Association)
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March 1, 2019
Title
Etienne Dubuc and Martin Gagnon (National Bank Financial Inc.)
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March 1, 2019
Title
Bruce Cooper (TD Asset Management Inc.)
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March 1, 2019
Title
Sayuri Childs (EdgePoint Wealth Management Inc.)
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March 1, 2019
Title
Sandra L. Kegie (The Federation of Mutual Fund Dealers)
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March 1, 2019
Title
Torys LLP
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March 1, 2019
Title
Ricky Dogon (Foremost Financial)
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February 28, 2019
Title
Laurence Rose and Sean Debotte (Omega Securities Inc.)
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February 28, 2019
Title
Joy Thomas (Chartered Professional Accountants of Canada)
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February 28, 2019
Title
Neil Gross (Investor Advisory Panel)
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February 28, 2019
Title
Ian Bandeen
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February 28, 2019
Title
Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.)
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February 28, 2019
Title
Julianna Ahn (Invesco Canada Ltd.)
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February 28, 2019
Title
Marcia Moffatt (Canadian Coalition for Good Governance)
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February 28, 2019
Title
Daniel Schlaepfer and Mario Josipovic (Select Vantage Canada Inc. and Select Vantage Inc.)
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February 28, 2019
Title
Len Racioppo (Coerente Capital Management Inc.)
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February 27, 2019
Title
Alex Perel (Scotia Capital Inc.)
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February 26, 2019
Title
James S. Hershaw
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February 26, 2019
Title
Kevin Duggan, Richard Wan, Benoit Gauvin, Chris Roper, Adrien Mitchell, Rosanna Bruni, Mark Holleran, Mehmet Kinak and Carrie Freeborough (Ontario Teachers’ Pension Plan and undersigned Canadian Pension Plans and Global Asset Managers)
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February 26, 2019
Title
Jeremy Rutke
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February 26, 2019
Title
John Christofilos (AGF Investments Inc.)
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February 25, 2019
Title
Frank Callaghan
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February 22, 2019
Title
Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
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February 22, 2019
Title
Margaret Gunawan and Hubert De Jesus (BlackRock Asset Management Canada Limited)
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February 22, 2019
Title
Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
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February 20, 2019
Title
Cindy Petlock & Joacim Wiklander (Neo Exchange Inc.)
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February 19, 2019
Title
Kevin Thomas (The Shareholder Association for Research and Education)
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February 14, 2019
Title
Denys Calvin (Nexus Investment Management Inc.)
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February 12, 2019
Title
The Canadian Advocacy Council for Canadian CFA Institute Societies
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February 7, 2019
Title
Andrea Harland
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February 7, 2019
Title
Daniel E. Chornous (RBC Global Asset Management Inc.)
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February 5, 2019
Title
Norman Light (Enlightened Private Capital Inc.)
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February 1, 2019
Title
Randee Pavalow (ZigZag Applications and Solutions Inc.)
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January 29, 2019
Title
Peter Haynes (TD Securities Inc.)
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January 25, 2019
Title
Joel Freudman (Resurgent Capital Corp.)
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January 24, 2019
Title
Ken Kivenko
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January 23, 2019
Title
Robert Gouley and Brent Robertson (OMERS Administration Corporation)
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January 14, 2019
Title
Sheri Monardo
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January 9, 2019
Title
Deanna Dobrowsky (TMX Group Limited)
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