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Comment Letters for Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
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Securities law
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8 - Investment Funds
81-105
Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
Comment Letters for Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
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Comments Received (comment period due December 13, 2018 )
Date
Comment Letters
February 4, 2020
Title
Edward Kholodenko (Questrade Inc.)
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December 14, 2018
Title
Financial Planning Standards Council
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December 14, 2018
Title
Robert Frances et Marc Doré (Le Groupe financier PEAK)
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December 13, 2018
Title
Leo Salom (TD Wealth)
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December 13, 2018
Title
Mark Adams (AGF Investments Inc.)
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December 13, 2018
Title
Barry S. McInernery (Mackenzie Financial Corporation)
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December 13, 2018
Title
Steve Pozgaj
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December 13, 2018
Title
John A. Adams (Primerica Financial Services (Canada) Ltd.)
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December 13, 2018
Title
A. Timothy Barron, Sarah Gardiner, Supriya Kapoor, Ian Pember, Donna Spagnolo and Jennifer Wood (Alternative Investment Management Association)
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December 13, 2018
Title
Sandra L. Kegie (Federation of Mutual Fund Dealers)
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December 13, 2018
Title
Rob Strickland (Fidelity Investment Canada)
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December 13, 2018
Title
Shalomi Abraham (Invesco Canada Ltd.)
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December 13, 2018
Title
Mark S. Kent (Portfolio Strategies Corporation)
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December 13, 2018
Title
Borden Ladner Gervais LLP
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December 13, 2018
Title
Nancy Allan (Independent Financial Brokers of Canada)
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December 13, 2018
Title
Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
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December 13, 2018
Title
Martin Gagnon (National Bank of Canada)
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December 13, 2018
Title
Michelle Alexander and Annie Sinigagliese (Investment Industry Association of Canada)
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December 13, 2018
Title
Advocis, The Financial Advisors Association of Canada
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December 13, 2018
Title
Doug Guzman and Neil McLaughlin (RBC Entities)
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December 13, 2018
Title
Brad Beuttenmiller (Franklin Templeton Investments Corp.)
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December 13, 2018
Title
François Bruneau (Group Cloutier Investissements)
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December 13, 2018
Title
Frank Allen (FAIR Canada)
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December 12, 2018
Title
Paul C. Bourque (The Investment Funds Institute of Canada)
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December 12, 2018
Title
Eric F. Gosselin
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December 12, 2018
Title
Wanda Morris and Laura Tamblyn Watts (CARP)
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December 12, 2018
Title
Mouvement Desjardins (Yvan-Pierre Grimard)
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December 12, 2018
Title
James S. Durnin
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December 12, 2018
Title
Michel Boutin et Maxime Gauthier (Mérici Services Financiers Inc.)
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December 11, 2018
Title
Tom Dusmet
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December 11, 2018
Title
Dan Hallett (HighView Asset Management Ltd.)
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December 9, 2018
Title
Yegal Rosen
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December 7, 2018
Title
The Canadian Advocacy Council for Canadian CFA Institute Societies
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December 6, 2018
Title
Eric Portelance
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December 4, 2018
Title
Flavio Vani et Bertrand Larocque (L’Association Professionnelle des Conseillers en Services Financiers)
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November 30, 2018
Title
Neil Gross (OSC Investor Advisory Panel)
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November 30, 2018
Title
MICA Capital Inc. (Gino Sebastian Savard)
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November 28, 2018
Title
James Richard MacDonald
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November 26, 2018
Title
Keir Clark
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November 21, 2018
Title
Alberta-based DIY Investor
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November 20, 2018
Title
Guillame Parent (Finandicap Inc.)
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November 13, 2018
Title
Bruce Loeppky
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November 2, 2018
Title
Mary Boom
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November 2, 2018
Title
Stan I. Buell (The Small Investor Protection Association)
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October 24, 2018
Title
Isaac Glick
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October 24, 2018
Title
David Fieldstone
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October 22, 2018
Title
Harvey Naglie
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October 10, 2018
Title
Anonymous
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October 9, 2018
Title
D. McFadden
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October 6, 2018
Title
Larry Elford
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October 3, 2018
Title
Millie Jagdeo
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October 3, 2018
Title
Alan Blanes
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September 27, 2018
Title
Art Ross
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September 26, 2018
Title
Ruth Elliott
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September 26, 2018
Title
Gary Stenzler
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September 25, 2018
Title
Peter Whitehouse
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September 20, 2018
Title
Ken Kivenko
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August 24, 2018
Title
Kenmar Associates
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Comments Received (comment period due December 13, 2018 )