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Comment Letters for Notice: NI - 31-102 - National Registration Database
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Notice: NI - 31-102 - National Registration Database
Comment Letters for Notice: NI - 31-102 - National Registration Database
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Comments Received (comment period due March 18, 2002 )
Date
Comment Letters
April 8, 2002
Title
Sandra L. Kegie (Mutual Fund Dealers Compliance Officers Forum)
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March 18, 2002
Title
Richard E. Austin (Scotia Securities Inc.)
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March 18, 2002
Title
D'Arcy Chadwick (RBC Financial Group)
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March 18, 2002
Title
Linda Raffaghello (McCarthy Tetrault)
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March 15, 2002
Title
Frank Hurst (Dundee Securities Corp.)
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March 15, 2002
Title
Linda Holmes (The Investment Funds Institute of Canada)
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March 15, 2002
Title
John Mountain (The Investment Funds Institute of Canada)
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March 15, 2002
Title
Nicole Martineau (National Bank Financial)
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March 15, 2002
Title
Clare Douglas (Credit Suisse First Boston)
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March 15, 2002
Title
Judy Nicolson (Edward Jones)
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March 14, 2002
Title
Jane Birnie (Manulife Financial & Manulife Securities International Ltd.)
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March 14, 2002
Title
Warren Law (Canadian Bankers Association)
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March 13, 2002
Title
Douglas B. Carnall (TD Bank Financial Group)
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Comments Received (comment period due March 18, 2002 )