CIRO Rule Review

2024

Request for Comment – Proposed Amendments to Harmonize CIRO Continuing Education Programs – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Amendments to UMIR Respecting Trading Increments – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Rule Consolidation Project – Phase 4 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment - Proposed Integrated Fee Model - Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Rule Consolidation Project – Phase 3 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Auditor’s Report and Agreed-upon Procedures Report – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO)
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2023

Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Republication of Proposed Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO)
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Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO)
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Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO)
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Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO)
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Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO)
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Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO)
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