CIRO Rule Review Breadcrumb Home Industry Market regulation Self-regulatory organizations (SRO) Canadian Investment Regulatory Organization (CIRO) CIRO Rule Review Component Menu Left Sidebar Industry Registration and compliance Innovation at the OSC Companies Investment funds and structured products Market regulation Derivatives SEDAR+ 2024 October 17, 2024 Request for Comment – Rule Consolidation Project – Phase 4 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab October 10, 2024 Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab October 10, 2024 Request for Comment – Proposed Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab July 18, 2024 Request for Comment – Proposed Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab July 4, 2024 Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab June 27, 2024 Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab April 25, 2024 Request for Comment - Proposed Integrated Fee Model - Canadian Investment Regulatory Organization (CIRO) Document opens in new tab April 18, 2024 Request for Comment – Rule Consolidation Project – Phase 3 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab February 22, 2024 Notice of Commission Approval – Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab February 22, 2024 Notice of Commission Deemed Approval – Housekeeping Amendments to the Auditor’s Report and Agreed-upon Procedures Report – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab February 15, 2024 Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab January 18, 2024 Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO) Document opens in new tab January 11, 2024 Request for Comment – Proposed Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab January 11, 2024 Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab 2023 October 26, 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab October 26, 2023 Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab October 20, 2023 Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab August 31, 2023 Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab July 27, 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab July 20, 2023 Request for Comment – Republication of Proposed Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab July 13, 2023 Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab June 1, 2023 Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO) Document opens in new tab May 18, 2023 Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO) Document opens in new tab April 20, 2023 Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO) Document opens in new tab April 13, 2023 Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO) Document opens in new tab March 2, 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO) Document opens in new tab
