Directives de la Commission des valeurs mobilières de l’Ontario concernant l’interruption du service postal
CIRO Rule Review Fil d'Ariane Accueil CIRO Rule Review Component Menu Left Sidebar Secteur Inscription et conformité Innovation à la CVMO Entreprises Fonds d’investissement et produits structurés Réglementation des marchés Dérivés SEDAR+ 2024 le 17 octobre 2024 Request for Comment – Rule Consolidation Project – Phase 4 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 10 octobre 2024 Notice of Commission Deemed Approval – Housekeeping Amendment to Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Partially Consolidate (IDPC) Rule 2603(2) – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 10 octobre 2024 Request for Comment – Proposed Amendments Respecting Enhanced Cost Reporting – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 juillet 2024 Request for Comment – Proposed Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 4 juillet 2024 Request for Comment – Proposed Proficiency Model – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 juin 2024 Notice of Commission Approval – Canadian Investment Regulatory Organization (CIRO) – Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 25 avril 2024 Request for Comment - Proposed Integrated Fee Model - Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 avril 2024 Request for Comment – Rule Consolidation Project – Phase 3 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 22 février 2024 Notice of Commission Approval – Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 22 février 2024 Notice of Commission Deemed Approval – Housekeeping Amendments to the Auditor’s Report and Agreed-upon Procedures Report – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 15 février 2024 Request for Comment – Proposed Rule Amendments Respecting Fully Paid Securities Lending and Financing Arrangements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 janvier 2024 Notice of Commission Approval - Derivatives Rule Modernization, Stage 1 - Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 11 janvier 2024 Request for Comment – Proposed Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 11 janvier 2024 Request for Comment – Rule Consolidation Project – Phase 2 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet 2023 le 26 octobre 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Mutual Fund Dealer Form 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 26 octobre 2023 Notice of Commission Approval – Amendments to UMIR and IDPC Rules to Facilitate the Investment Industry’s Move to T+1 Settlement – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 20 octobre 2023 Request for Comment – Rule Consolidation Project – Phase 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 31 août 2023 Request for Comment – Proposed Clarifying Amendments to Registration and Proficiency Requirements – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 27 juillet 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to the Universal Market Integrity Rules – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 20 juillet 2023 Request for Comment – Republication of Proposed Amendments Regarding Margin Requirements for Structured Products – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 13 juillet 2023 Request for Comment – Republication of Proposed Derivatives Rule Modernization, Stage 1 – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 1 juin 2023 Notice of Commission Approval – Housekeeping Amendments to By-Law No. 1 and the Mutual Fund Dealer Rules of CIRO Regarding the Permanent Name Change of New Self-Regulatory Organization of Canada (New SRO) to CIRO – Canadian Investment Regulatory Organization (CIRO) Documents ouverts dans un nouvel onglet le 18 mai 2023 Notice of Commission Approval – Amendments to the Investment Dealer and Partially Consolidated Rules and Form 1 Regarding the Floating Index Margin Rate Methodology – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 20 avril 2023 Request for Comment – Proposed Amendments to Facilitate the Investment Industry’s Move to T+1 Settlement – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 13 avril 2023 Notice of Commission Approval – Amendments to Permit Reduced Margin for Swap Position Partial Offsets Held in Inventory – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet le 2 mars 2023 Notice of Commission Deemed Approval – Housekeeping Amendments to Investment Dealer and Partially Consolidated Rules Regarding Margin Requirements for Securities Loan, Repurchase Agreements, and Reverse Repurchase Agreements with Term Risk – New Self-Regulatory Organization of Canada (New SRO) Documents ouverts dans un nouvel onglet
