Reflection of light

Normes proposées, règles et politiques

La Commission des valeurs mobilières de l’Ontario (CVMO) travaille continuellement à l’amélioration de la réglementation des marchés financiers de l’Ontario. Nous aimerions que vous nous parliez des normes que nous proposons, de ses règles et politiques.
 

En 2023, nous avons reçu 171 lettres de commentaire, relatif á 9 normes.

En attente de commentaires

Nous disposons actuellement d’un certain nombre de normes qui sont ouvertes aux commentaires du public. Nous vous serions reconnaissants de nous faire part de vos réactions sur les questions soulevées dans chaque document de consultation. Nous avons peut-être aussi inclus quelques questions précises pour obtenir votre avis. 

Nombre
Titre
Publié
Date limite de dépôt des observations
31-103, 81-101 81-101CP , 81-102 81-102CP , 81-105
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model
13-102
CSA Notice and Request for Comment – Proposed Amendments to Multilateral Instrument 13-102 System Fees
11-799
Avis 11-799 de la CVMO – Énoncé des priorités – Demande de commentaires concernant l’Énoncé des priorités de la CVMO pour l’exercice financier 2025-2026
51-102, 54-101
CSA Notice of Republication and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers
81-737
OSC Consultation Paper 81-737 – Opportunity to Improve Retail Investor Access to Long-Term Assets through Investment Fund Product Structures Commentaires reçus
81-101 81-101CP, 81-102 81-102CP , 81-106 , 81-107
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds; and Related Proposed Consequential Amendments and Changes; Modernization of the Continuous Disclosure Regime for Investment Funds
94-101 94-101CP
CSA Notice of Consultation – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives

En cours d’examen

Une fois la période de consultation publique terminée pour chacune des normes proposées, les commentaires reçus seront examinés par la CVMO et les Autorités canadiennes en valeurs mobilières (ACVM). Les lettres de commentaires sur chaque norme proposée sont accessibles au public.

Nombre
Titre
Publié
Date limite de dépôt des observations
41-101, 44-101 , 45-106 , 51-102 , 51-105 , 52-109 , 52-110 , 58-101 , 61-101 , 62-104 , 71-102 , 81-101 81-101CP , 46-201
CSA Notice and Request for Comment – Proposed Amendments and Changes to Certain National Instruments and Policies Related to the Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market Name Changes, and Majority Voting Form of Proxy Requirements
11-502, 11-503
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors Commentaires reçus
25-102
CSA Notice and Request for Comment – Proposed Amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Proposed Changes to Companion Policy 25-102 Designated Benchmarks and Benchmark Administrators Commentaires reçus
25-501
OSC Notice and Request for Comment – Proposed Amendments to OSC Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators and Proposed Changes to Companion Policy 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
81-102 81-102CP
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets Commentaires reçus
31-103
CSA Notice and Request for Comment – Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Commentaires reçus
81-102 81-102CP
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds Commentaires reçus
44-102
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers Commentaires reçus
58-101, 58-201
CSA Notice and Request for Comment – Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of National Instrument 58-101 Disclosure of Corporate Governance Practices and Proposed Changes to National Policy 58-201 Corporate Governance Guidelines Commentaires reçus
81-106
CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers Commentaires reçus
41-101
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution – Modernization of the Prospectus Filing Model for Investment Funds Commentaires reçus
51-107
51-107 - Consultation Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters Commentaires reçus
51-102
Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework Commentaires reçus

Pour approbation

Une fois que la CVMO sera convaincue qu’aucun autre changement n’est nécessaire, la norme proposée sera remise au ministre responsable de la CVMO pour examen et décision. Dans les 60 jours suivant la remise de la norme proposée par la CVMO à la ministre, cette dernière peut l’approuver, la rejeter ou la renvoyer à la CVMO pour un examen plus approfondi. Si la ministre ne l’approuve pas, ne la rejette pas, ni ne la renvoie, la norme proposée prend effet 15 jours après la fin de la période de 60 jours ou à une date ultérieure, comme indiqué dans la norme. La version de la norme proposée examinée par la ministre est accessible pour consultation.