CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds; and Related Proposed Consequential Amendments and Changes; Modernization of the Continuous Disclosure Regime for Investment Funds
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds, National Instrument 81-106 Investment Fund Continuous Disclosure, National Instrument 81-107 Independent Review Committee for Investment Funds; and Related Proposed Consequential Amendments and Changes; Modernization of the Continuous Disclosure Regime for Investment Funds
This document is available as PDF only. The following links go to sections in the PDF.
Table of Contents
Annex A — Specific Questions for Comment Relating to the Proposed Amendments and Proposed Changes
Annex B-3 — Proposed Changes to National Policy 12-202 Revocation of Certain Cease Trade Orders
Annex B-4 — Proposed Change to National Policy 12-203 Management Cease Trade Orders
Annex B-5 — Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
Annex B-6 — Proposed Change to Companion Policy 41-101 General Prospectus Requirements
Annex B-7 — Proposed Amendment to National Instrument 44-101 Short Form Prospectus Distributions
Annex B-8 — Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
Annex B-9 — Proposed Changes to Companion Policy 81-101 Mutual Fund Prospectus Disclosure
Annex B-10 — Proposed Amendments to National Instrument 81-102 Investment Funds
Annex B-11 — Proposed Changes to Companion Policy 81-102 Investment Funds
Annex B-12 — Proposed Amendments to National Instrument 81-106 Investment Fund Continuous Disclosure
Annex B-13 — Proposed Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure
Annex C-2 — Companion Policy 41-101CP General Prospectus Requirements
Annex C-3 — Form 41-101F2 Information Required in an Investment Fund Prospectus
Annex C-4 — Form 41-101F3 Information Required in a Scholarship Plan Prospectus
Annex C-5 — Form 41-101F4 Information Required in an ETF Facts Document
Annex C-6 — National Instrument 81-101 Mutual Fund Prospectus Disclosure
Annex C-7 — Form 81-101F1 Contents of Simplified Prospectus
Annex C-8 — Form 81-101F2 Contents of Annual Information Form
Annex C-9 — Form 81-101F3 Contents of Fund Facts Document
Annex C-10 — Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
Annex C-11— National Instrument 81-102 Investment Funds
Annex C-12 — Companion Policy 81-102CP Investment Funds
Annex C-13 — National Instrument 81-106 Investment Fund Continuous Disclosure
Annex C-14 — Companion Policy 81-106CP Investment Fund Continuous Disclosure
Annex C-15 — National Instrument 81-107 Independent Review Committee for Investment Funds
Annex D — Material Modifications Made to Mock-Up 3 Following Completion of Investor Testing
Related documents
Investment Fund Continuous Disclosure Modernization Final Report