Comment Letters for Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements

Comments Received (comment period due May 29, 2008 )

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Comment Letters
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Brad Beuttenmiller (Franklin Templeton Investments Corp.) Document opens in new tab
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Dan L. Baxter (Schinnour Matkin & Baxter) Document opens in new tab
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Simone Carmel Document opens in new tab
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Torstein Braaten (Investment Technology Group) Document opens in new tab
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John A. Adams (PFSL Investments Canada Ltd.) Document opens in new tab
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Luc Labelle (Chambre de la securite financiere) Document opens in new tab
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Nathalie Clark (Canadian Bankers Association) Document opens in new tab
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Phil Schmitt, Ian Pember & Dawn Scott (Alternative Investment Management Association) Document opens in new tab
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Roberta Hardern Document opens in new tab
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Adam Drybrough (The Lucid Group of Companies) Document opens in new tab
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Charles M. Winograd & David McKay (RBC) Document opens in new tab
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David Millar (SHSC Financial Inc.) Document opens in new tab
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Steven London (Cardinal Capital Management, Inc.) Document opens in new tab
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James L. McGovern & Robert Maxwell (Arrow Hedge Partners Inc.) Document opens in new tab
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Mark Flynn (CSI Global Education Inc.) Document opens in new tab
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Paola Cifelli (BMO Mutual Funds) Document opens in new tab
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Richard H. Baker (Managed Funds Association) Document opens in new tab
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Torys LLP Document opens in new tab
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Betty Robson Document opens in new tab
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Christopher Yeung Document opens in new tab
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Frederick Margel Document opens in new tab
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Teresa Black Hughes (Advocis) Document opens in new tab
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Jo-Ann Clarke Document opens in new tab
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Katie Walmsley & Tom Johnston (Investment Counsel Association of Canada) Document opens in new tab
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Murray J. Taylor (IGM Financial Inc.) Document opens in new tab
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Paul Hudson Document opens in new tab
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Robert Floyd (R.A. Floyd Capital Management Inc.) Document opens in new tab
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Yvonne Martin-Morrison Document opens in new tab
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Bryce A. Kraeker (Gowlings) Document opens in new tab
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Darvin Zurfluh (Alberta Land & Investment Brokers Inc.) Document opens in new tab
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Simone Rousseau (Signature Capital Inc.) Document opens in new tab
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Garth J. Foster & Pierre-Yves Chatillon (Fasken Martineau DuMoulin LLP) Document opens in new tab
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John A. Black (Osler) Document opens in new tab
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M. Catherine Tuckwell (Scotia Cassels) Document opens in new tab
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Osler, Hoskin & Harcourt LLP Document opens in new tab
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R. Denys Calvin (Nexus Investment Management Inc.) Document opens in new tab
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Roger Rose Document opens in new tab
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Andy Mitchell (Worldsource Financial Management Inc.) Document opens in new tab
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Charley Vander Griendt Document opens in new tab
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David Zhao Document opens in new tab
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Tamara L. Howarth (Irwin, White & Jennings) Document opens in new tab
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Jeff Williams (Cornerstone Investment Strategies Inc.) Document opens in new tab
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Mark Pratt (McMillan) Document opens in new tab
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Paul A. Brisson (Highstreet Asset Management) Document opens in new tab
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Richard M. Tattersall (Healthbridge Capital Management Ltd.) Document opens in new tab
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William Gazzard (TD Bank Financial Group) Document opens in new tab
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Blair Carey (Canadian Advocacy Council) Document opens in new tab
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Colin W. Walker (Crosbie & Company Inc.) Document opens in new tab
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Securities and Capital Markets Practice Group (Borden Ladner Gervais LLP) Document opens in new tab
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Tim W. Forristal (The Canadian Institute of Chartered Accountants) Document opens in new tab
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Joanne De Laurentiis (The Investment Funds Institute of Canada) Document opens in new tab
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Krista Coburn (Goodmans LLP) Document opens in new tab
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Nadine Krenosky (Greystone Managed Investments Inc.) Document opens in new tab
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Peter A. Lewis & D. Bruce Elliott (RESP Dealers Association of Canada) Document opens in new tab
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Robert Kirwin (MD Funds Management Inc.) Document opens in new tab
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Carole Dagher (CIBC) Document opens in new tab
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David G. Strongin (Securities Industry and Financial Markets Association) Document opens in new tab
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Stephen Keohan (IFSE) Document opens in new tab
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Greg Goulin & Paul J. Stoyan (Ontario Bar Association) Document opens in new tab
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John DeBliek Document opens in new tab
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Marie Phillips (Bick Financial Security Corporation) Document opens in new tab
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Osler, Hoskin & Harcourt LLP on behalf of The Goldman Sachs Group, Inc. Document opens in new tab
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Rena Shadowitz (BMO Nesbitt Burns Inc.) Document opens in new tab
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Sandra Kegie (Federation of Mutual Fund Dealers) Document opens in new tab
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Barry A. Bernhardt (Fleming LLP) Document opens in new tab
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Christina Smith Document opens in new tab
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Erin O'Brien (Jarislowsky Fraser Limited) Document opens in new tab
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Teresa Black Hughes (Advocis) Document opens in new tab
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Jennifer Northcote (Stikeman Elliott LLP) Document opens in new tab
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John Whaley (Independent Financial Brokers of Canada) Document opens in new tab
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Michael Padfield (Ontario Teachers' Pension Plan) Document opens in new tab
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Paul D. Glenn & Jennifer S. Choi (Investment Adviser Association) Document opens in new tab
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Rick Ru Document opens in new tab
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Yves Morency (Desjardins) Document opens in new tab
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Abby Steinberg (Paragon Capital Corporation Ltd.) Document opens in new tab
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Borden Ladner Gervais LLP on behalf of Orbis Investment Management Limited Document opens in new tab
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Gabrielle & Kurt Schlichter Document opens in new tab
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Rene Burke Document opens in new tab
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Del Lucas Document opens in new tab
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Jay Heller (VenGrowth Asset Management Inc.) Document opens in new tab
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Simon Davies (Marathon Asset Management) Document opens in new tab
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Francois Barthelemy (Societe Generale) Document opens in new tab
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Meghan Williams Document opens in new tab
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Carol J. Persaud (CIBC) Document opens in new tab
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Holly A. Benson & Ruby F. Wallis (Investment Dealers Association of Canada) Document opens in new tab
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Richard Nathan (Canada's Venture Capital & Private Equity Association) Document opens in new tab
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Destin Kimmitt Document opens in new tab
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John Lund Document opens in new tab
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Bob O'Leary (TD Securities (USA) LLC) Document opens in new tab
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Frank Zinatelli (Canadian Life and Health Insurance Association Inc.) Document opens in new tab
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Nelson Fong Document opens in new tab
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Cleone Couch (Shire International Real Estate Investments Ltd) Document opens in new tab
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Ian Russell (Investment Industry Association of Canada) Document opens in new tab
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Roy Beyer (Foundation Capital Corporation) Document opens in new tab
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Judy Nicholson (Edward Jones) Document opens in new tab
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E. G. Bowden Document opens in new tab
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Susan Belcher (CareVest Capital Inc.) Document opens in new tab
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Roy Scaini (Barometer Capital Management Inc.) Document opens in new tab
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Fritz Wagner Document opens in new tab
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Tina Heslip Document opens in new tab
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Sherri Halsted Document opens in new tab
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Bruce McPhail Document opens in new tab
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Jeff Lund (Alberta Providence Financial Inc.) Document opens in new tab
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Michael and Alice Bootsveld Document opens in new tab
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Vince Valenti (Independent Planning Group Inc.) Document opens in new tab
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Lloyd Byers Document opens in new tab
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Robert J. Frost (Proforma Capital Inc.) Document opens in new tab
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Don Hunter Document opens in new tab
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Vera Edwards Document opens in new tab
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Jefferson Matkin Document opens in new tab
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Nancy Bacon Document opens in new tab
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Wendy Rich Document opens in new tab
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Manish Bindal (Crown Properties International Corporation) Document opens in new tab
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Travis Cadman (Keystone Real Estate Investments) Document opens in new tab
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Ervin LaTrace Document opens in new tab
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Victor DeLaet (Focused Money Solutions Inc.) Document opens in new tab
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Kevin J. Ripa Document opens in new tab
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Nicholas Kazakoff (Crown Properties International Corporation) Document opens in new tab
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Chris Charron (Citrine Investment Services) Document opens in new tab
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Unsigned #7 Document opens in new tab
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Frank Hurst (Assante Wealth Management) Document opens in new tab
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Michael Yu Document opens in new tab
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Scotty Grubb Document opens in new tab
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Ann O'Reilly and Joseph Ng Document opens in new tab
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Unsigned #5 Document opens in new tab
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Bryan Hancocks Document opens in new tab
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Charles Davies Document opens in new tab
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Betsy Mustard Document opens in new tab
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Lee-Anne Cadzow Document opens in new tab
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Evelyn Skakun Document opens in new tab
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Rosalie Paladeau Document opens in new tab
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Deepak D. Saini Document opens in new tab
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Peter Wardell Document opens in new tab
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Tony Carlton Document opens in new tab
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Fred Mueller Document opens in new tab
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Elaine Kapach Document opens in new tab
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Richard Young Document opens in new tab
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Andrew Scotter Document opens in new tab
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Mel Stokoe Document opens in new tab
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Diane Bosomworth Document opens in new tab
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Rip Gill Document opens in new tab
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Eric Lloyd Document opens in new tab
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Cecile Wahl Document opens in new tab
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Neena Stokoe Document opens in new tab
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Valerey Davidson Document opens in new tab
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Don & Janice Collier Document opens in new tab
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Scott Mahaffy (McLean Budden Limited) Document opens in new tab
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Mario Workes Document opens in new tab
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Charles Guay (La Banque Nationale du Canada) Document opens in new tab
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Oliver Murray (Brandes Investment Partners & Co.) Document opens in new tab
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Douglas Thiessen Document opens in new tab
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Ursula Mann, Gurdip Mann & Serena Mann Document opens in new tab
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Dan Mullen Document opens in new tab
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Scott McPherson Document opens in new tab
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Grant Shantz Document opens in new tab
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Terry & Susan Aris Document opens in new tab
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Bob Sanders Document opens in new tab
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Michelle McDonald Document opens in new tab
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Darrell & Sylvie Deschamps Document opens in new tab
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Sharon Vierboom Document opens in new tab
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Joseph Charles Heslip Document opens in new tab
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Unsigned #6 Document opens in new tab
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D. Neil Beckett Document opens in new tab
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Ray Goulet Document opens in new tab
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David Taylor Document opens in new tab
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Swen & Colleen Hanson Document opens in new tab
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Betty & Hartwick Wiehler Document opens in new tab
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Lise Paradis Document opens in new tab
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Wayne Woloschuk Document opens in new tab
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Geoff Heathcote Document opens in new tab
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Rhett Bagnall Document opens in new tab
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Julie & David Grovet Document opens in new tab
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Shawe Nasr Document opens in new tab
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Brian W. Ames Document opens in new tab
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Colleen Barton Document opens in new tab
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Linda Schroter Document opens in new tab
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George Rovithakis (Shire International Real Estate Investments Ltd.) Document opens in new tab
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Richard & Agatha Enns Document opens in new tab
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Kathleen Heslip Document opens in new tab
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Unsigned #4 Document opens in new tab
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Clarence Kooistra Document opens in new tab
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Gary R. LaValley Document opens in new tab
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Pam Crosby Document opens in new tab
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Joe Quattrucci Document opens in new tab
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Ron Ryan (Tuff Risk & Investment Management) Document opens in new tab
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Kerry & Pierrette van Son Document opens in new tab
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William Daeuber Document opens in new tab
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Pat Frocklage Document opens in new tab
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Tara Johnston Document opens in new tab
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Joseph Rodney Heslip Document opens in new tab
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Sheldon Penney Document opens in new tab
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Thomas Beyer (Prestigious Properties Group) Document opens in new tab
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Laura Brown Document opens in new tab
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Simon & Rita Rivest Document opens in new tab
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Marina Clark Document opens in new tab
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John & Henrietta Dyck Document opens in new tab
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Oral Kenzie Document opens in new tab
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Lesley Krawiec Document opens in new tab
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Rita James Document opens in new tab
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Guy Belland Document opens in new tab
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David Sugden Document opens in new tab
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Robert Bartsch Document opens in new tab
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G. D. Manning Document opens in new tab
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Rober I. Bobyk Document opens in new tab
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Cheryl Crabtree Document opens in new tab
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Shawn Rose Document opens in new tab
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Gladys Berntsen Document opens in new tab
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Patrick J. Cummins (Blaney McMurtry LLP) Document opens in new tab
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Craig Skauge (KMC Capital Inc.) Document opens in new tab
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Gordon Meyer Document opens in new tab
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Robert Gagne Document opens in new tab
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Celine Leonard Document opens in new tab
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Paul Cornell Document opens in new tab
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Debra Burton Document opens in new tab
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Greg Jansen Document opens in new tab
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Sandra Heslip Document opens in new tab
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Harry W. Fech Document opens in new tab
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Vikki Roach Document opens in new tab
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Board of Directors, (Limited Market Dealers Association) Document opens in new tab
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Norma Larsen Document opens in new tab
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Chris Swann Document opens in new tab
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Unsigned #2 Document opens in new tab
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Leah Ruth Document opens in new tab
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Wayne Beaton Document opens in new tab
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Cheryl Cysouw (Clearview School Division No. 71) Document opens in new tab
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Richard Nielson Document opens in new tab
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Dale Peterson Document opens in new tab
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Unsigned #3 Document opens in new tab
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Neil Rygus (Alta Gas Ltd.) Document opens in new tab
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Chris Connor Document opens in new tab
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David Brown Document opens in new tab
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Ronald Jacobs Document opens in new tab
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Unsigned #1 Document opens in new tab
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Kee Goh Document opens in new tab
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M. Sanregret Document opens in new tab
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G. Brooks, M. Brooks, M. Topping, A. Johnston, M. Stangier, J. Tkach, E. Morgan Document opens in new tab
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Bruce Siemens Document opens in new tab
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Rick Skauge (Olympia Trust Company) Document opens in new tab
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Tim Ward Document opens in new tab
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James McDermott Document opens in new tab
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Kim Stringer (Keystone Investments) Document opens in new tab
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Sharon Roberts & Garry Roberts Document opens in new tab
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Wes Henderson Document opens in new tab
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David Millott Document opens in new tab
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Kelly Gray Document opens in new tab
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Peter C. Ingle Document opens in new tab
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Geraldine F. Myles Document opens in new tab
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Claire Myers Document opens in new tab
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Rob Deptford (Keystone Real Estate Investment Corp.) Document opens in new tab
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Trevor Willson Document opens in new tab
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John Headley Document opens in new tab
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Lenore Mills Document opens in new tab
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Sharon Spencer Document opens in new tab
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Fred Fountain Document opens in new tab
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Ken Newman Document opens in new tab
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Anton Baser Document opens in new tab
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Richard J. Kennedy Document opens in new tab
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Stewart Douglas Document opens in new tab
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Jack Heartwell (CAL-GAS Inc.) Document opens in new tab
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Gord Newton Document opens in new tab
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Kelvin Meilicke Document opens in new tab
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Robert M. Toner Document opens in new tab
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Carmela Cawthorn Document opens in new tab
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John Riseborough Document opens in new tab
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Morris Gorko Document opens in new tab
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Donna Moser Document opens in new tab
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K. D. Carr Document opens in new tab
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Rick & Linda McDonald Document opens in new tab
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Rosemary Alston & Wayne Gunderson Document opens in new tab
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Harvey & Katherine Callfas Document opens in new tab
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Mark Skauge (Tikka Financial) Document opens in new tab
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Roberta McDonald Document opens in new tab
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Dale Weeres Document opens in new tab
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Joseph Reid Document opens in new tab
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Nicole Shurko Document opens in new tab
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Gary & Blanche Wayne Document opens in new tab
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Kathy Helfrick Document opens in new tab
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Robert Braun & Patricia Braun Document opens in new tab
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Suzanne Boisvert Document opens in new tab
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Barry Farquharson Document opens in new tab
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Jason Martin (Agri-Growth International Inc.) Document opens in new tab
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Mike Rooney Document opens in new tab
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Ron & Callie Jensen Document opens in new tab
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Debbra Hutton Document opens in new tab
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Julie Budgen Document opens in new tab
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Pentti Makila Document opens in new tab
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Case Brobbel Document opens in new tab
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Stephen Enz Document opens in new tab
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Glen H. Jensen Document opens in new tab
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Lloyd Schmidt Document opens in new tab
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W. Lixfeld Document opens in new tab
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David Matlow (Goodmans LLP) Document opens in new tab
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Robert C. White (Tradex Management Inc.) Document opens in new tab
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Derrick G. Chiu (Becher McMahon Capital Markets Inc.) Document opens in new tab
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Howard E. Warren Document opens in new tab
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Ossie Hinds (Cornerstone Group of Companies) Document opens in new tab
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David Taylor (Capital Street Group) Document opens in new tab
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Barbara Cantlie Document opens in new tab
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Adam Sparks Document opens in new tab
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Kevin S. Plaxton & Carmela Tedesco Document opens in new tab
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Andrew Bogora Document opens in new tab
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D'Arcy R. Bird Document opens in new tab
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Russ Blair Document opens in new tab
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Joseph Hogan (MGI Securities) Document opens in new tab
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Jeannette Kudela Document opens in new tab
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Z. Sam Ruttonsha (Hanbury Management Ltd) Document opens in new tab
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Tom Stanley (Resolute Funds Limited) Document opens in new tab