Request for Comment – Proposed Amendments to MFDA By-law No. 1 (Ombudservice) – Mutual Fund Dealers Association of Canada (MFDA)

Market Regulation Document Type
MFDA rule review

 
The MFDA is publishing for public comment proposed amendments (Proposed Amendments) to section 24.A (Ombudservice) of its By-law No. 1.

The primary objective of the Proposed Amendments is to remove the potential for inconsistency between section 24.A of MFDA By-law No. 1 and the OBSI Terms of Reference, thereby ensuring that the provision of information by OBSI to the MFDA is governed by section 16.5 of the OBSI Terms of Reference.

A copy of the MFDA Notice, including the text of the Proposed Amendments, is published on our website at www.osc.gov.on.ca. The comment period ends on June 26, 2019.