Effective Oversight of Service Providers and Modernization of Investment Fund Product Regulation- Alternative Funds (Session A: Webinar)

Description:

• how registrants, with a focus on investment fund managers, can effectively oversee third party service providers retained to provide fund accounting, trust accounting, recordkeeping, compliance consulting, portfolio management and other services;
• the CSA’s proposed amendments to NI 81-102 and NI 81-101 with respect to alternative funds.

Who should attend:

Registered representatives, ultimate designated persons, chief compliance officers, and legal counsel for investment fund managers and dealers.

Benefits:

• Gain insight into how a registrant can effectively oversee its service providers in order to meet its obligation of being responsible and accountable for the work performed by service providers.
• Enhance understanding of the CSA’s proposed amendments to revise regulation for alternative funds.

Documents

• Webinar: Effective Oversight of Service Providers and Modernization of Investment Fund Product Regulation- Alternative Fund
• Slides: Effective Oversight of Service Providers and Modernization of Investment Fund Product Regulation- Alternative Fund