CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to Introduce the Listed Issuer Financing Exemption
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement an Access-Based Model for Investment Fund Reporting Issuers
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex H - Blackline comparing current Companion Policy 13-503 Fees
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Policy 62-203 Take-Over Bids and Issuer Bids
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 35-101F1 Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Broker-Dealer
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-796 - Digital Engagement Practices in Retail Investing: Gamification and Other Behavioural Techniques
Documents d'Instruments, règles et politiques
Pratiques relatives à la culture numérique dans le secteur de l’investissement de détail : La ludification et autres techniques comportementales
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-308 - Approval and Acceptance of Canadian Investor Protection Fund - Appendix A – Approval Order for CIPF
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 24-101 Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 24-101CP Institutional Trade Matching and Settlement
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F1 Registered Firm Exception Report of DAP/RAP Trade Reporting And Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F2 Clearing Agency Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F3 Matching Service Utility Notice of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F4 Matching Service Utility Notice of Cessation of Operations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 24-101F5 Matching Service Utility Quarterly Operations Report of Institutional Trade Reporting and Matching
Documents d'Instruments, règles et politiques
CSA Notice Regarding Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
Documents d'Instruments, règles et politiques
OSC Coordinated Blanket Order 31-930 – Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 51-506 Extension to Ontario Instrument 51-930 Exemption from the Director Election Form of Proxy Requirement
Documents d'Instruments, règles et politiques
