Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators
Documents d'Instruments, règles et politiques
Notice of Request for Comments: 81-404 - Request for Comment on Joint Forum Guidelines for Capital Accumulation Plans - Proposed Guidelines for Capital Accumulation Plans prepared by the Joint Forum of Financial Market Regulators
Documents d'Instruments, règles et politiques
Staff Notice: CSA Notice - 81-405 - Request for Comment on Proposed Exemptions for Certain Capital Accumulation Plans
Documents d'Instruments, règles et politiques
Proposed Framework: Concept Proposal - 81-406 - Point of Sale Disclosure for Mutual Funds and Segregated Funds
Documents d'Instruments, règles et politiques
CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing
Documents d'Instruments, règles et politiques
CSA Consultation Paper: 91-405 - Derivatives: End-User Exemption
Documents d'Instruments, règles et politiques
CSA Consultation Paper: 91-405 - Derivatives: End-User Exemption
Documents d'Instruments, règles et politiques
CSA Consultation Paper: 91-406 - Derivatives: OTC Central Counterparty Clearing
Documents d'Instruments, règles et politiques
Background Research Report - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
Documents d'Instruments, règles et politiques
Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures
Documents d'Instruments, règles et politiques
Consultation Paper 81 - 403 (Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds): Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
Background Research Report to Consultation Paper 81- 403: Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-325 - Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-725 - Recent Amendments to Part XXI Insider Trading and Self-Dealing of the Securities Act (Ontario) - Transition Issues
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2014
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-727 - Report on Staff’s Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity
Documents d'Instruments, règles et politiques
