Volume 43, Issue 36
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 37
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 38
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 39
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 40
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Notice of Commission Approval – Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2014 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rules 100 and 1200 and to Form 1 relating to the client free credit cash usage limit, client free credit segregation requirements, and securities concentration test – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
OSC Staff Notice and Request for Comment – Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Electronic Trading – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Volume 43, Issue 41
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 42
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
Volume 43, Issue 43
Documents ouverts dans un nouvel onglet
Bulletin de la CVMO
IIROC Rules Notice – Notice of Withdrawal – Proposed Amendments to Continuing Jurisdiction Provisions – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Regulation 100.9(a)(x) - Amendments to the Definition of "Floating Margin Rate"
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to MFDA Rule 1.1.1(a) (Business Structures - Members) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Continuing Education Requirements for MFDA Members and their Approved Persons – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to MFDA Rule 2.3.1(b) (Discretionary Trading) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to MFDA Rules and Policy No. 6 Resulting from NI 31-103 Registration Requirements and Exemptions – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemptions - ICE Futures Europe
Marchés, OAR et agences de compensation
Request for Comments – Proposed over-the-counter securities fair pricing rule and confirmation disclosure requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
