CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Documents d'Instruments, règles et politiques
[Withdrawn by OSC Staff, September 1, 2022] CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to NI 94-101
Documents d'Instruments, règles et politiques
CSA Staff Notice 95-301 Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Documents d'Instruments, règles et politiques
CSA Consultation Paper 95-401 - Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Policy 11-201 Electronic Delivery of Documents
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions
Documents d'Instruments, règles et politiques
Staff Notice: OSC Staff Notice - 81-706 - Treatment of Sales Commissions in the Calculation of Net Asset Value of Labour Sponsored Investment Funds
Documents d'Instruments, règles et politiques
Staff Notice: OSC Staff Notice - 81-708 - Model Portfolios of Mutual Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-709 - Report on Staff's Continuous Disclosure Review of Investment Funds (2008)
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-710 - Approvals for Change in Control of a Mutual Fund Manager and Change of a Mutual Fund Manager under National Instrument 81-102 Mutual Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-711 - Closed-End Investment Fund Conversions to Open-End Mutual Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-712: (2010) Investment Funds Branch Annual Report
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-713 - Focussed Disclosure Review - National Instrument 81-107 Independent Review Committee for Investment Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-714 - Compliance with Form 41-101F2 - Information Required In An Investment Fund Prospectus
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-715 - Cross-Listings by Foreign Exchange-Traded Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-716 - Summary Report for Investment Fund Issuers
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-717 - Report on Staff’s Continuous Disclosure Review of Portfolio Holdings by Investment Funds
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-718 - Summary Report for Investment Fund Issuers 2012
Documents d'Instruments, règles et politiques
OSC Staff Notice: 81-719 - Effect of Proposed Income Tax Act Amendments on Investment Funds - Character Conversion Transactions
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment: Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions
Documents d'Instruments, règles et politiques
