Background Research Report to Consultation Paper 81- 403: Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-325 - Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
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[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] CSA Staff Notice 81-326 - Update on an Alternative Funds Framework for Investment Funds
Documents d'Instruments, règles et politiques
CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees
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CSA Staff Notice 81-329 Reducing Regulatory Burden for Investment Fund Issuers
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CSA Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps
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OSC Staff Notice: 81-725 - Recent Amendments to Part XXI Insider Trading and Self-Dealing of the Securities Act (Ontario) - Transition Issues
Documents d'Instruments, règles et politiques
Summary Report for Investment Fund and Structured Product Issuers - 2014
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OSC Staff Notice 81-727 - Report on Staff’s Continuous Disclosure Review of Mutual Fund Practices Relating to Portfolio Liquidity
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OSC Staff Notice 81-728 - Use of “Index” in Investment Fund Names and Objectives
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Summary Report for Investment Fund and Structured Product Issuers - 2015
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OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-506CP to OSC Rule 91-506 Derivatives: Product Determination
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Proposed Rule: OSC Rule - 91-504 & 91-504CP - Over-The-Counter Derivatives and Companion Policy 91-504CP
Documents d'Instruments, règles et politiques
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective April 1, 2017)
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Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution
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Amendments to National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Change to Companion Policy 45-106CP Prospectus Exemptions relating to Reports of Exempt Distribution
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CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
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Revised Schedule 1 Excel template (effective October 5, 2018)
Documents d'Instruments, règles et politiques
Amendments to National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
