Notice of General Order - Ontario Instrument 44-501 - Exemption from Certain Prospectus Requirements for Well-Known Seasoned Issuers (Interim Class Order)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 33-105 Underwriting Conflicts - September 8, 2015
Documents d'Instruments, règles et politiques
CSA Consultation Paper 21-403 – Access to Real-Time Market Data
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex A - Replacement OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex B - Blackline comparing repealed OSC Rule 13-502 Fees with the replacement OSC Rule 13-502 Fees set out in Annex A
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex C - Replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex D - Blackline comparing current Companion Policy 13-502 Fees with the replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex E- Replacement OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex I - Summary of Comments and OSC Responses
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex J - Consequential Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex K - Changes to Companion Policy 91-501 Strip Bonds
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 11-501 Electronic Delivery of Documents
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-307 - Recognition of New Self-Regulatory Organization of Canada
Documents d'Instruments, règles et politiques
Background Research Report - The Canadian Mutual Fund Industry: Its Experience With and Attitudes Toward Mutual Fund Regulation
Documents d'Instruments, règles et politiques
Background Legal Report - Trust Law Implications of Proposed Regulatory Reform of Mutual Fund Governance Structures
Documents d'Instruments, règles et politiques
Consultation Paper 81 - 403 (Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds): Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
Background Research Report to Consultation Paper 81- 403: Concept Proposal - 81-403 - Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues
Documents d'Instruments, règles et politiques
