Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization – Staff Notice 31-363 Client Focused Reforms: Review of Registrants’ Conflicts of Interest Practices and Additional Guidance
Documents d'Instruments, règles et politiques
CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation
Documents d'Instruments, règles et politiques
Multilateral CSA Notice – Repeal of National Instrument 81-104 Alternative Mutual Funds
Documents d'Instruments, règles et politiques
Notice of Board Approval of OSC Rule 81-509
Documents d'Instruments, règles et politiques
CSA Staff Notice 11-330 - Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Québec, Ontario and Saskatchewan
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-734 - Summary Report for Investment Fund and Structured Product Issuers
Documents d'Instruments, règles et politiques
Notice of Coming into Force of Amendments to National Instrument 14-101 Definitions and Consequential Amendments
Documents d'Instruments, règles et politiques
CSA Coordinated Blanket Order 51-930 - Exemption From the Director Election Form of Proxy Requirement
Documents d'Instruments, règles et politiques
CSA Staff Notice - CSA Coordinated Blanket Order 51-930 - Exemption From the Director Election Form of Proxy Requirement
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 13-510 Temporary Exemption from the Late Fee under Subsection 6.4(1) of Ontario Securities Commission Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Documents d'Instruments, règles et politiques
Ontario Securities Commission — Ontario Instrument 13-510 - Temporary Exemption from the Late Fee under Subsection 6.4(1) of Ontario Securities Commission Rule 13-502 Fees for the Late Filing of a Form 33-109F5 to Amend Item 10 of Form 33-109F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Documents d'Instruments, règles et politiques
Notice of General Order – Ontario Instrument 13-511 Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5 to Amend Item 10 of Form 33-506F4, which includes Disclosure Requirements in respect of Certain Outside Activities
Documents d'Instruments, règles et politiques
Ontario Securities Commission — Ontario Instrument 13-511 -Temporary Exemption from the Late Fee under Section 3.3 of Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees for the Late Filing of a Form 33-506F5
Documents d'Instruments, règles et politiques
CSA Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings – Changes to Enhance Canadian Investor Protection
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Offering Memorandum Prospectus Exemption
Documents d'Instruments, règles et politiques
CSA Staff Notice 25-309 Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-330 Order Protection Rule: Market Share Threshold
Documents d'Instruments, règles et politiques
National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
Companion Policy 45-106CP Prospectus Exemptions
Documents d'Instruments, règles et politiques
CSA Staff Notice 45-329 Guidance for using the start-up crowdfunding registration and prospectus exemptions
Documents d'Instruments, règles et politiques
