le 7 novembre 2012 Decision General Motors Investment Management Corporation Ordonnances et décisions
le 20 septembre 2011 Decision Desjardins Securities Inc. and IIROC member firms registered as of the date of this decision Ordonnances et décisions
le 13 septembre 2011 Decision Miller, Christopher and other Advising Representatives of Portfolio Managers applying for registration as Dealing Representatives Ordonnances et décisions
le 13 septembre 2011 Decision Raymond James Ltd. and certain other registered firms registered as of February 26, 2010 Ordonnances et décisions
le 20 septembre 2011 Decision Scotia Securities Inc. and MFDA member firms registered as of the date of this decision Ordonnances et décisions
le 13 septembre 2011 Decision Scotia Securities Inc. and other Mutual Fund Dealers registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision USC Education Savings Plans Inc. and others registered as of November 5, 2010 Ordonnances et décisions
le 13 septembre 2011 Decision Vantage Asset Management Inc. and other Portfolio Managers applying for registration in another category Ordonnances et décisions
