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CFA Societies (Canadian Advocacy Council): CSA Staff Notice 31-358: Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Manny DaSilva (Association of Canadian Compliance Professionals): CSA Staff Notice 31-358 - Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Neil Gross (Investor Advisory Panel): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers -Request for Comment

Comment letters

David Gilkes (PCMA): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers – Request for Comments

Comment letters

Adrian Walrath (IIAC): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Comment received from IFB on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Ursula Holmsten (ATB) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Real Charest on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Michel Madore (ISF) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Alternative Investment Management Association on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization

Comment letters

New Haven Mortgage Corporation/Integrated-Equities Inc.:Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Jason Cosman (Cosman Mortgage Capital):Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

CFA Societies Canada (Canadian Advocacy Council): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Kevin Cohen (AUM Law): CSA Notice of Amendments NI45-106 Prospectus Exemptions & NI31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to 45-106CP Prospectus Exemptions and 31-103CP Syndicated Mortgages

Comment letters

Evan Cooperman (Foremost Financial): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Eli Dadouch (Firm Capital Corporation): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Neil Gross (Investor Advisory Panel): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Mitchell Oelbaum (Vector Financial Services Limited): CSA Notice of Amendments NI45-106 Prospectus Exemptions & NI31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to 45-106CP Prospectus Exemptions and 31-103CP Sy

Comment letters

Eli Dadouch (Firm Capital Corporation): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Comment received from iA Wealth on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters