le 28 septembre 2020 Document CFA Societies (Canadian Advocacy Council): CSA Staff Notice 31-358: Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2020 Document Manny DaSilva (Association of Canadian Compliance Professionals): CSA Staff Notice 31-358 - Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments Documents ouverts dans un nouvel onglet Comment letters
le 29 septembre 2020 Document Neil Gross (Investor Advisory Panel): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers -Request for Comment Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2020 Document David Gilkes (PCMA): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers – Request for Comments Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2020 Document Adrian Walrath (IIAC): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from IFB on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from Ursula Holmsten (ATB) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from Real Charest on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from Michel Madore (ISF) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from Alternative Investment Management Association on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Documents ouverts dans un nouvel onglet Comment letters
le 12 août 2020 Document New Haven Mortgage Corporation/Integrated-Equities Inc.:Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 17 septembre 2020 Document Jason Cosman (Cosman Mortgage Capital):Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document CFA Societies Canada (Canadian Advocacy Council): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document Kevin Cohen (AUM Law): CSA Notice of Amendments NI45-106 Prospectus Exemptions & NI31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to 45-106CP Prospectus Exemptions and 31-103CP Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document Evan Cooperman (Foremost Financial): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document Eli Dadouch (Firm Capital Corporation): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document Neil Gross (Investor Advisory Panel): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 21 septembre 2020 Document Mitchell Oelbaum (Vector Financial Services Limited): CSA Notice of Amendments NI45-106 Prospectus Exemptions & NI31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to 45-106CP Prospectus Exemptions and 31-103CP Sy Documents ouverts dans un nouvel onglet Comment letters
le 23 septembre 2020 Document Eli Dadouch (Firm Capital Corporation): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from iA Wealth on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters