le 19 octobre 2018 Document Eric Adelson (Invesco Canada Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Blair Cooper (Tradex Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jessica Mitchell (Tri View Capital Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jason Jardine (Leede Jones Gable Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Donald I. Campbell (Canadian Compliance & Regulatory Law): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document David Gilkes, Brian Koscak, Nadine Milne, Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Yvan-Pierre Grimard (Le Mouvement Desjardins): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Mark Tiffin (Capital International Asset Management (Canada), Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Req Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Rozanne Reszel (Canadian Investor Protection Fund): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Ralf Hensel (The Investment Funds Institute of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Ex Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Naomi Solomon (Investment Industry Association of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Eric Adelson (Invesco Canada Ltd.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Documents ouverts dans un nouvel onglet Comment letters
le 6 octobre 2016 Document Nick Cardinale, Kelley Hoffer, Martha Rafuse, Kevin Bresler and Larry Neilsen (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Phillips, Hager & North Investment Counsel Inc.: CSA Not Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2016 Document Rebecca Cowdery, Prema Thiele and Jason Brooks (Borden Ladner Gervais LLP): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registrat Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2016 Document Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ralph A. Hipsher, Kenneth G. Ottenbreit, Darin R. Renton, Ramandeep Grewal, Nicholas Badeen, Viviana Beltrametti Walker and Charlie Lamb (Stikeman Elliott LLP): CSA Notice and Request for Comment Documents ouverts dans un nouvel onglet Comment letters
le 12 septembre 2016 Document David Long (Healthcare of Ontario Pension Plan Trust Fund): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 26 septembre 2016 Document Michael Thom (The Canadian Advocacy Council): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions a Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Veronica Armstrong (Veronica Armstrong Law Corporation): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document John S. Clark (Pacific Spirit Investment Management Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Sandra L. Kegie (Federation of Mutual Fund Dealers): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemp Documents ouverts dans un nouvel onglet Comment letters
