le 21 janvier 2013 Document C. W. King: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2013 Document Investor Advisory Panel: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 23 février 2013 Document Barbra Curvin: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Howard J. Atkinson (Canadian Exchange-Traded Fund Association): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Barbara Mason & Michael Durland (The Bank of Nova Scotia): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clie Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Paul Allison (Raymond James Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark McKenna (Walton Capital Management Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Peter Lewis & James Deeks (RESP Dealers Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Michelle Alexander & Adrian Walrath (Investment Industry Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is P Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provide Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Joanne De Laurentis (The Investment Funds Institute of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Robert Strickland (Fidelity Investments Canada ULC): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Darrell Bartlett (Knowledge First Financial Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document David Van de Sande: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Patrick Primerano and David Tasker (National Bank Correspondent Network Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Doug Guzman and Jennifer Tory (RBC Dominion Securities Inc., RBC Phillips, Hager & North Investment Counsel Inc., Royal Mutual Funds Inc., RBC Global Asset Management Inc., RBC Direct Investing Inc. and Phillips, Hager & North Investment Funds Ltd.): CSA Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Michael Thom (The Canadian Advocacy Council for Canadian CFA Institute Societies): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Canadian Bankers Association: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Peter Lewis (C.S.T. Consultants Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
